firms need to make certain are included in their Code of Ethics. Rule 204A-1 specifically requires that a Securities and Exchange Commission (SEC) registered investment advisers' Codes of Ethics contain several provisions which include, among others, a standard of business conduct and requirements ...
Code of ethics include acceptable behaviors for all the workers thus it can be a way to know whether a worker is fit to work in your company or not. Introduction to Code of EthicsThe code of ethics in business is a set of rules which are specifically designed to establish acceptable ...
C. maintain their professional competence and require investment professionals under their supervision to adopt the CFA Code of Ethics. 解析:选A。A项,这是伦理规范(Code of Ethics)的第五句话。B项,有时为了雇主的最佳利益行事可能会与准则和标准或客户的最佳利益相冲突。C项,对主管人员没有这样的要求。
It’s also crucial to outline the procedures and consequences for code violations. While it may be harder to determine a breach of company values, employees should clearly understand the disciplinary process for fixed rules (such as harassment or punctuality violations). Many codes of conduct begin...
Specific items should align with the core values of the business. For instance, the Association of College Unions International identifies caring, innovation and diversity among its core values when prefacing its code of ethics. In sales and service roles, codes might address an expectation that ...
Finally, SOX contains mandates regarding the establishment of payroll system controls. A company's workforce, salaries, benefits, incentives, paid time off, and training costs must be accounted for. Certain employers must adopt an ethics program that includes a code of ethics, a communication plan...
Certified Public Accountants are subject to a code of ethics. The AICPA requires that all CPA designation holders adhere to the Code of Professional Conduct, which lays out the ethical standards CPAs must adhere to.8 TheEnron scandalis an example of CPAs not adhering to the code. Arthur Ande...
The jury is still out on this, but these are the types of ethical debates that are occurring as new, innovative AI technology develops. AI impact on jobs While a lot of public perception around artificial intelligence centers around job loss, this concern should be probably reframed. With eve...
primarily toward fostering as much well-being for as many people as possible, or at least they should be. Where there are disadvantaged groups who suffer income inequality or other negative consequences because of a utilitarian-based policy or action, most politicians would try to find a remedy....
Professional ethics should also apply to government. Government should work to serve the majority of those involved in the respective business transactions, not just those who will benefit the most. This is where our system has failed, resulting in cycles of boom and bust that get shorter and ...