stock 19 comments eli inkrot 8.39k follower s follow summary wells fargo currently pays out a third or so of its profits in the form of a dividend. however, it’s not unimaginable that the company could work its way to paying out half of its earnings in the future. this article looks ...
The four largest and best-known full-service wirehouse brokerage firms today are Morgan Stanley, Bank of America’s Merrill Lynch, UBS, and Wells Fargo. "Wirehouse" is an archaic term for a broker-dealer. Key Takeaways Wirehouse is an archaic name for a full-service brokerage house, parti...
Just ask the 12 firms, including Wells Fargo and RBC Capital, that were fined for a total of $14.4 million by FINRA in 2016 for not properly preserving broker-dealer and customer records in WORM format. With regulatory bodies like FINRA and the SEC ramping up enforcement, organizations in ...
Independence also matters when a client is in need of other services, such as life insurance or banking. As an independent wealth manager, we will make referrals to other professionals when clients need insurance or other products, based on what we believe will be in the client’s best intere...
And yet Wells Fargo is still in business, a perfectly legal business that shouldn't be in business. There are two kinds of fraud, ones that are just a fraud and nothing else and ones that do legitimate business but with fraud on the side. Shit do you think people answer job adv...
No. The internet and cloud computing have done away with any vestige of the past technology used by wirehouses. The use of wirehouse to refer to a full service broker-dealer is virtually non-existent, and is mostly supplanted by terminology such as broker-dealer, brokerage, or investment ban...
How can you tell if a company is a broker-dealer? You can tell if a company is a broker-dealer by looking them up on FINRA’s BrokerCheck tool, the SEC’s Investment Adviser Public Disclosure (IAPD), or contacting your state’s securities regulator. Morgan Stanley and Wells Fargo are ...
What is the technology that Chase Bank uses on its online banking platform that prevents someone from taking a screenshot of their account? Do most banks and/or credit unions have their broker-dealer license? If so, what do they use it for? What are ty...
Stripe Payment Services and Ordinary E-commerce Payment Services are popular ways of processing payments for eCommerce that is transacting or purchase of something online, its a understanding that the payment went through one of the two. Stripe is one of the most w...
While they do hold services there, it seems to be primarily used as a tourist attraction (€5 a head). It’s a nice space, although kind of small, especially considering its fame. This photo is about the least crowded the place was while I was there. If it had been built to ...