their ICT third-party providers who provide services in the EU, regardless of where the latter operates from. It also applies to Critical Third-Party Providers (CTPPs) designated by the ESAs, entrusted to the daily oversight of one of the three ESAs, that is, either EBA, EIOPA, or ESMA....
Investor ESG attitudesSustainable and responsible investorsFinancial literacyGreen financeG11G41Q56Purpose Inspired by the groundbreaking novel European regulations on financial investors' profiling (MiFID II regulation and the ESMA 2022 Guidelines), this paper aims to establish which distinctive socio-...
On 1 August 2018, the European Securities and Markets Authority (ESMA) increased the required CFD margin for retail clients (non-professional traders) by implementing limits on leverage levels forspread betting, Forex and CFD products. The main purpose of this distinction between retail an...
MiCA is a milestone in the cryptocurrency market since it is the first comprehensive regulation for the still-emerging technology. The framework defines the assets that fall under its jurisdiction, who can offer related products and services, and who has the authority to regulate and enforce the l...
For example, within the EU the General Data Protection Regulation (GDPR) sets standards for the collection, use, and protection of personal data, whereas in California this is dictated by the California Consumer Privacy Act (CCPA). Additionally, organizations that engage in international trade must...
Regulation and Enforcement:The SEC is responsible for enforcing federal securities laws and regulations, including those that apply to certain types of futures contracts that are considered securities. It ensures compliance with disclosure requirements, investigates potential violations, and takes legal action...
(Note these vary by country/regulator) The minimum deposit amount is £200 (or 200 units of your base currency). Withdrawals are posted to the original funding method. Does Pepperstone offer bonuses? ESMA regulations prohibit CFD brokers from offering bonuses to retail investors in Europe to ...
In today’s investment environment, sustainability objectives are regarded as highly as other important goals. European Union regulators recently implemented the Sustainable Finance Disclosure Regulation, which seeks to ensure that financial firms are ho
in certain aspects. In addition, the European Regulatory Authorities – the European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) should adopt a number of regulatory and implementing technical standards and guidelines before the entry into force of the Regulation. ...
Is Naked Short Selling Legal? The legality of naked short selling varies by jurisdiction and is subject to complex regulations. In the U.S., the Securities Exchange Commission(SEC)implemented itsRegulation SHOin 2005 to curtail the practice, requiring broker-dealers to have reasonable grounds for ...