The Dodd-Frank Act (fully known as the Dodd-Frank Wall Street Reform and Consumer Protection Act) is a United States federal law that places regulation of the financial industry in the hands of the government. The legislation, enacted in July 2010, created financial regulatory processes to limit...
The article discusses the significance of the passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act by U.S. President Barack Obama to lawyers in China. James Kruger of Macquarie Securities Corp. mentions the need to hire regulatory and documentation lawyers who will make sure ...
One reason why shareholder activism has been increasing is that regulators have encouraged it, especially on pay. For a decade Britain has required firms to give shareholders a non-binding annual vote on executive pay. The colossal Dodd-Frank act of 2010 gave shareholders in American companies a...
Dodd-Frank Act attempts to address "too big to fail" by expanding the regulatory reach to non-bank systemically-important institutions, by creating an "orderly liquidation authority," and by limiting the authority of regulatory bodies that give loans to failing banks.However, the Act is ...
The Dodd-Frank Wall Street Reform and Consumer Protection Act is at best an incomplete vision for increasing consumer protection and heightening corporate ... EC Chaffee - 《Social Science Electronic Publishing》 被引量: 14发表: 2011年 The Dodd-Frank Wall Street Reform and Consumer Protection Act...
Compliance with theDodd-Frank Actin the US was introduced to make the financial system safer. For instance, banks use KYC processes to verify customer identities and prevent fraud. Regulatory Compliance in the Pharmaceutical Industry As one of the most critical industries, the pharmaceutical industry ...
UDAAP is an acronym that stands for unfair, deceptive, or abusive acts or practices by the providers of financial products and services. They are illegal as per the Dodd-Frank Act. The law gives authority to the Consumer Financial Protection Bureau to come up with rules surrounding these illega...
TheConsumer Financial Protection Bureau(CFPB) is responsible for protecting consumers when it comes to financial products and services. The Dodd-Frank Act TheDodd-Frank Wall Street Reform and Consumer Protection Act, usually shortened to the "Dodd-Frank Act," was a sweeping reform of U.S. financ...
The Dodd-Frank Act and Too-Big-To-Fail: What's Missing? A Survey of the Current Literature Many have suggested that the de facto governmental policy of "too big to fail" is one of the causes of the severity of the 2008 Financial Crisis in the United States. One of the express purpose...
There is cl... D Pollard - 《Wills》 被引量: 0发表: 2018年 The Post Dodd-Frank Act Evolution of the Private Fund Industry: Comparative Evidence from 2012 and 2015 This comparative survey study examines the private fund industry's reactions and adjustments to a rapidly evolving regulatory ...