dealer也就是market maker, 是做市商的意思。在美国股市,dealer通过提供较低的买入价格和较高的卖出价格,在股市中做市,提供流动性。而普通交易者则需要通过与dealer进行交易来买卖股票。dealer的收益来源主要是买卖价差。 broker指的是经纪商。在美股和港股市场,个人投资者不能直接交易股票,一般是先把下单命令提交给br...
visit robinhood.com/hoodweek for more information. Margin is not suitable for all investors. Robinhood Gold is offered through Robinhood Gold LLC and is a subscription offering services for a fee. Brokerage services offered through Robinhood Financial L...
broker 经纪人，不过我觉得这个词用在海运条例中比较多，如custom broker报关行 dealer 偏向于经销商、商人，重在交易 如bond dealer就是股票交易人 stock broker 股票经纪人
The difference between the broker and the dealer is stated below: Basis of differenceDealerBroker 1. Meaning A dealer is... See full answer below.Become a member and unlock all Study Answers Start today. Try it now Create an account Ask a question Our experts can answer your tough...
Margin is not suitable for all investors. Robinhood Gold is offered through Robinhood Gold LLC and is a subscription offering services for a fee. Brokerage services offered through Robinhood Financial LLC (member SIPC), a registered broker deale...
What is a pattern day trader? If you make four or more day trades over the course of any five business days, and those trades account for more than 6% of your account activity over that time period, your margin account will be flagged as a pattern day trader account. ...
1) Automated Investing—The Automated Investing platform is owned by SoFi Wealth LLC, an SEC Registered Investment Advisor (“Sofi Wealth“). Brokerage services are provided to SoFi Wealth LLC by SoFi Securities LLC, an affiliated SEC registered broker dealer and member FINRA/SIPC, (“Sofi Securit...
“Investment Banking Affiliates”), including, in the United States, BofA Securities, Inc., which is a registered broker-dealer andMember of SIPC, and, in other jurisdictions, by locally registered entities. BofA Securities, Inc. is a registered futures commission merchant with the CFTC and ...
A broker-dealer is a financial entity that is engaged with trading securities on behalf of clients, but which may also trade for itself. A broker-dealer is acting as a broker or agent when it executes orders on behalf of its clients, and as a dealer or principal when it trades for its...
An executing broker is abrokerordealerthat processes a buy or sell order on behalf of a client. For retail customers, the order sent to an executing broker is first assessed for appropriateness (automated through parameters for a particular client), and if the order is accepted, the executing...