An SEC filing is a type of formal document that is submitted to the SEC. The contents of an SEC filing generally include...
What Is SEC Form 13F? SEC form 13F refers to a quarterly financial report that institutional investment managers must file with the Securities and Exchange Commission when their assets under management are $100 million or more during any of the months in the filing quarter. Hence, the SEC can...
Robinhood declares itself as a commission-free broker. Traders are not charged for opening an account, fund transfers, or account management. That said, Robinhood is charged regulatory fees by the SEC and FINRA. These charges are passed onto traders to compensate the broker: Regulatory Transaction...
Form S-1/A is used for filing amendments to a previously filed Form S-1. Foreign companies may register with the SEC but their filing agent would use the SEC Form F-1 instead. For support and additional information, explore ourCapital Markets Transactions solutions. ...
The first version of QTP was named Astra QuickTest and it was released by Mercury Interactive(MI) in May 1998. The starting price for the software was $3995 per copy.Source: 10k Sec filing by MI on March 29th, 2001 Astra QuickTest 3.0 ...
Name at least two documents a public company would be required to file under the SEC. How often must they be file? Describe what they are and what information they would provide to the public. What is an irrevocable letter of credit?
Inspire Medicaldisclosedthat it is being investigated by the Department of Justice for allegations of false Medicare and Medicaid reimbursement claims. Their latestSEC 10k filingexplains: “On January 17, 2025, we received a civil investigative demand (“CID”) from the Department of Justice U.S....
SEC Form S-8 is a short-form registration statement that allows companies to issue shares to employees under certain circumstances such as an employee benefit plan. This is a requirement by the SEC, soinvestorsget the information they need to properly consider the purchase of a new security. R...
13F has drawn criticism from many groups who claim it provides a loophole for hedge fund managers. In fact, in a 2010 statement, the SEC itself acknowledged the form had many problems and recommended a number of changes should be made in order to ensure "useful and reliable data is provided...
Entry into a material agreement; Termination of a material agreement; Termination of a business relationship with a customer; Creation of a direct or contingent financial obligation; Events triggering a direct or contingent financial obligation; Other inclusions....