It mentions that the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) will have the jurisdiction to regulate swaps. It discusses changes in the regulation of swaps including the prohibition of assistance from the Federal Reserve or the Federal Deposit ...
LawrenceB.AvneryLeeronInvestment LawyerMichael Phillip, Sean Graber, Laura Flores and John O'Brien, "What the CFTC Rule Revisions Mean for Registered Investment Companies and Their Investment Advisers," The Investment Lawyer, Vol.19, No.5 (May 2012)....
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aBut one thing I know,she is mean to me But one thing I know, she is mean to me[translate] aregulators are competing as the SEC and the CFTC vie for control over the same contracts 当SEC和CFTC为对同样合同的控制竞争管理者竞争[translate] ...
and that the inability to include NDFs in the Treasury exemption for foreign exchange forwards causes a number of problems for the industry.22 It remains to be seen whether Congress will amend the CEA as proposed by the NDF Parties if the CFTC does not respond favorably to the NDF Parties'...
“Investment Banking Affiliates”), including, in the United States, BofA Securities, Inc., which is a registered broker-dealer andMember of SIPC, and, in other jurisdictions, by locally registered entities. BofA Securities, Inc. is a registered futures commission merchant with the CFTC and a ...
What does this mean in the grand scheme of things? I don’t know. The CFTC doesn’t show position changes for oats. But what about fundamentals? My friend pointed out the latest WASDE held its 2024-2025 ending stocks guess at 27 mb, as compared to its 2023-2024 guess of 34 mb. (...
Registration and Membership:Firms that conduct derivatives business need to register with the CFTC and most also need to register with the NFA. The CFTC has given the NFA registration responsibilities.2 Rulemaking:This involves deciding what are the industry's best practices and then mandating those...
The CFTC is still moving to shut down the markets, at least for now. The agency is appealing the court decision that opened the flood of bets. But Neal Kumar, a former CFTC official who is now a partner at Willkie Farr & Gallagher, said before the election that ...
The swap market is regulated by theCommodity Futures Trading Commission (CFTC). This organization has rules in place to oversee the market thanks to the passage of theDodd-Frank Wall Street Reform and Consumer Protection Act.7The goal of the CFTC is to "promote the integrity, resilience, and ...