Ball State University (2013) which carries implications for the fiduciary role of supervisor in work settings. In essence, the decision clarifies, and narrows, the definition of what constitutes the designation supervisor in alleged workplace harassment cases. This legal decision is controversial by ...
Fiduciary duties to the corporation (i.e. acting in the best interests of the corporation) What constitutes a quorum for voting purposes How the day to day operations of the corporation will be conducted What is a Quorum?A quorum is the minimum number of members of an assembly that must be...
That being said, FINRA’s parameters for what constitutes a pattern day trader are a bare minimum. The U.S. Securities and Exchange Commission (SEC) also advises that some brokers and dealers will identify a customer as a pattern day trader if they have the intent to carry out more than ...
(b) poses a security vulnerability to customers or users of the what3words Products; (c) tests the vulnerability of our systems or networks; or (d) attempts unauthorised access or constitutes an attack such as a denial-of-service attack or a distributed denial-of service attack (including wh...
Are you in the process of applying for a mortgage? Discover what constitutes proof of income and the documents needed to apply for a home loan.
constitute a personal recommendation and has been prepared without regard to the individual financial circumstances, needs or objectives of persons who receive it. Moreover, it neither constitutes an offer to enter into an investment, service or product agreement with the recipient of this do...
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Board directors of for-profit corporations and non-profit entities have a fiduciary duty to oversee all facets of the organization’s operations. The board’s policies and procedures are designed to protect board directors from potential problems. Board directors need to be sure that they are over...
By David Rae Certified Financial Planner™, Accredited Investment Fiduciary™ Whether you are in Palm Springs, West Hollywood or even San Francisco you will likely owe … [+] GETTY IMAGES FOR LAND ROVER With more than 40 million people officially living in California, the great weather, beaut...
Trading by insiders: For example, if a CEO sells shares after learning of an impending financial loss before that information is made public, this constitutes illegal insider trading. "Tipping": This involves an insider sharing confidential information with another person (the "tippee"), who then...