Our lawyers have critical firsthand knowledge, having worked inside the SEC, FINRA, and the DOJ. Financial Acumen Our team includes CPAs and forensic investigators who deftly navigate the intricacies of financial litigation. Winning Record We know how to win in the toughest arenas and agains...
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Securities and Exchange Commission (SEC) Staff and Commissioners. It says that under the institutional specialization, SEC is focusing on the Division of Enforcement Asset Management Unit (AMU), Division of Investment Management Risk and Examination Group, as well as hiring of new employee. It also...
The SEC claims Binance has been uncooperative despite the crypto exchange agreeing to a consent order on discovery in the regulator's case against it.
Carolyn Welshhans, a 17-year veteran of the US Securities and Exchange Commission (SEC) who most recently served as associate director of the Division of Enforcement. Carolyn joins the firm as a partner, resident in Washington, DC, and will focus on SEC enforcement, inve...
t in Washington, DC SEC enforcement partner joins Norton Rose Fulbright in Washington, DCSEC enforcement partner joins Norton Rose Fulbright in Washington, DCKevin James Harnisch
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Washington DC about our alignment of values and interests,” said Richard Rossow, a senior adviser on India policy at the Center for Strategic and International Studies, toldBloomberg News. “Such engagements -- especially if they trigger new or expanded areas of cooperation that benefit Russia -...
2021— Arnold & Porter announced today thatJane Norberghas joined the firm’s Securities Enforcement and Litigation practice as a partner, resident in Washington, DC. She most recently served as Chief of the Office of the Whistleblower of the Securities and Exchange Commission (SEC), an office ...
BNY Mellon Asset Servicing, a division of The Bank of New York Mellon, or BNYM, is the trustee of the Trust, or the Trustee. State Street Global Markets, LLC, or SSGM, is the marketing agent of the Trust, or the Marketing Agent. The Trust holds gold and from time to time issues ...