us securities and exchange commission 【经】 美国证券交易管理委员会相关短语 back spread (证券交易) 不同市场间的差价 market order (证券交易) 卖出指示 tap issue (证券交易) 经常供应方式发行,经常供应方式发行 picture (指证券交易) 景象,景象 buy in (证券交易中的一种程序) 补偿购入 two dollar broker...
美国证券交易委员会(US Securities and Exchange Commission,英文缩写SEC)是隶属于美国联邦政府一个独立的金融管理机构,直接对国会负责,具有一定的立法和司法权。1934年根据证券交易法令而成立。对全国和各州的证券发行、证券交易所、证券商、投资公司等拥有根据法律行使管理和监督的权力。 RIA牌照。RIA全称Registered Inves...
Forrester, J. Paul
该计划是由美国证券交易委员会(US Securities and Exchange Commission)和欧盟分别起草的。(美国方面的努力促成了在 … article.yeeyan.org|基于88个网页 2. 美国证监会 导读:近日,美国证监会(US Securities and Exchange Commission)对美国EB-5投资移民项目——芝加哥会议中心项目提出起 … ...
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options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment ...
USSecurities and Exchange Commission Chairman Gary Gensler has taken the lead in requesting that the vast majority of US Treasury bond transactions be transfe
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Corporate Inversions and the Unbundling of Regulatory Competition A sizable number of US public companies have recently executed "tax inversions" 鈥 acquisitions that move a corporation's residency abroad while maintaining its listing in domestic securities markets. When appropriately structured, inver......
Proposed Rule: Asset-Backed Securities Asset-backed Securities Offerings and Disclosure Duties; 7. Prudential Regulation of Securitization; PART V: TRANSNATIONAL SECURITIZATION; 8. Securitization and Conflict of Laws; 9. Securitization and the Limits to the States' Extraterritorial... US Securities 被引...