Schwab, the country's first discount brokerage, has consistently been rated one of the cheapest brokerage firms in the U.S.4In October 2019, Schwab cut commissions to zero from $4.95 for all U.S.- and Canadian-listed stocks, ETFs, options online, and mobile trades.5Online options trades ...
In the mid-2000s, an ESO backdating scandal in the U.S. resulted in the resignations of many executives at top firms. This practice involved granting an option at a previous date instead of the current date, thus setting the strike price at a lower price than the market price on the g...
The Wall Street firm said the earnings results of the companies that make up the “Big Seven” have an outsized impact on their valuations, making them either “double winners” or “double losers.” The Big Seven are the large tech firms that drove most of the gains in the broader marke...
Over the past decade, pledging shares by the controlling shareholder in exchange for loans becomes an increasingly prevalent financing channel for listed firms in China. According to a report issued by China Securities Depository & Clearing Corp (CSDC), till the end of 2017, the controlling shareho...
DXtrade XT can send account statements as a monthly report. Brokerage account statements generally include a summary of the broker or dealer’s holdings (which is the recent market value of one’s holdings), account numbers, and contact information for financial professionals and clearing firms. ...
The Sales Fee is collected indirectly from members through their clearing firms by a designated clearing agency, as defined by the Act, on behalf of Nasdaq. The amount of the Sales Fee is equal to (i) the Section 31 fee rate multiplied by (ii) the member's aggregate dollar amount of co...
<CN Home>Nomura: Clearing Excess Supply or Demand by CN Developers Critical, Some May Need to Go Bankrupt 2024/12/30 12:45 CST Recommend 72 Positive 117 Negative 48 <Research>Ping An Securities: Semiconductor Sector in Recovery; Rebound in Consumer Electronics Drives New Sector Upcycle 2024/12...
For 90 years, the federal securities laws have played a crucial role in protecting the public. These critical protections were created in the wake of the Great Depression after many Americans suffered th...
Using a unique data set on German firms’ employee compensation, we find that the mispricing of the wage gap is driven by limits to arbitrage. Specifically, some investors seem to bid up low-wage-gap stocks for non-monetary reasons, thus exhibiting a preference for low pay-inequality. The ...
(2) where an Industry Member changes back office providers or clearing firms prior to commencement of Phase 2c or Phase 2d (as applicable depending on whether the account involves Eligible Securities that are equities or options), the date an account was established at the relevant Industry Membe...