“Merrill") makes available certain investment products sponsored, managed, distributed or provided by companies that are affiliates of Bank of America Corporation (“BofA Corp."). MLPF&S is a registered broker-dealer, registered investment adviser,Member SIPC, and a wholly owned subsid...
Insurance Agent/Broker License Financial Advisor License Personal Services License (e.g., barbers, cosmetologists, estheticians) Miscellaneous Licenses: Tattoo and Body Piercing License Pawnshop License Secondhand Dealer License Private Security Business License Merchant’s License: This is a license that m...
Findings – The SEC is still focused on gaining more information about the state of the cybersecurity industry in the broker-dealer context. Practical implications – Broker-Dealers should review the framework and prepare to be flexible and responsive to changing guidelines that may emerge. ...
The New Dealer Rules would have required additional market participants to register as broker-dealers under the Exchange Act. However, on November 21, 2024, the United States District Court Northern District of Texas, Fort Worth Division ruled that the New Dealer Rules exceeded the SEC’s statutor...
Luxury Car Dealerships:Establish a collaboration with luxury car dealerships to offer exclusive VIP events or promotions for high-end clientele, creating a luxury lifestyle experience.Corporate Gift Providers:Partner with corporate gift providers to offer customized men’s clothing or accessories for ...
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SLV is an ETF which is giving access to physical silver, which means that investors don’t need to be concerned with roll yield.
My insurance broker suggested that you should incorporate when you start doing business with other business or professionals. His experience taught him that these are the groups that are most likely to sue you. I hope this helps someone out there. Joe Ap said on October 19, 2014 Hello fellow...
hello, i work here in Georgia (former USSR) as a money lending broker and use some rich guys money, interest rate is 6(six)% per month, all money i had from investors is in business and they are making their 6% per month and are happy as me( i have my interest from each deal)...