It argues on the requirement to avoid solicitors from negligence claims based on the kind of recommendations. Moreover, the SRA board has approved changes to its code of conduct, removed the rule on referrals, and allowed clients and solicitors the discretion of who to refer to.Holt...
The Company currently conducts its affairs so that the shares issued by the Company can be recommended by Independent Financial Advisers to ordinary retail investors in accordance with the Financial Conduct Authority's ("FCA") rules in relation to non-mainstream pooled investment ("NMPI") products ...
Conduct Unbefitting: Solicitors, the SRA and Tax Avoidancetax avoidancelawyersprofessional conductrule of lawThe Solicitors Regulation Authority (SRA) have issued a warning notice which suggests that solicitors who facilitate tax avoidance are necessarily breaching theSocial Science Electronic Publishing...
The board has approved the amendment to its code of conduct based on the recommendations by the SRA to allow referrals to restricted advisers. However, Sifa chairman Ian Muirhead fears that solicito...
The article discusses the move of the Solicitors Regulation Authority's (SRA) to adopt new regulatory frameworks on law firms in Great Britain. It states that the agency has been consulting with stakeholders about its new Code of Conduct, with provisions covering alternative business structures (...
The article discusses the impact of the move of the Solicitors Regulation Authority (SRA) in adopting a new regulatory framework on every firm in Great Britain. It notes that the SRA has spent 18 months consulting with stakeho...