The Sarbanes-Oxley Act of 2002, also known as Sarbanes-Oxley, Sarbox or SOX, was passed by Congress to require public companies and their top management to fully disclose their financial and accounting practices and activities. Sarbanes-Oxley, which comprises 11 sections, also cont...
Cosolu SOX合规与内部控制 Version 1.0 Copyright ©2007 Cosolu Top IT Service Management ! Cosolu Agenda • SOX法案及404条款 • 内部控制 • COSO内控框架 • IT控制 • COBIT框架 • SOX IT合规 Copyright ©2007 Cosolu SOX法案 Cosolu • 美国国会2002出台《公众公司会计改革与投资者保...
SOX主要内容汇总 提纲 背景SOX主要内容SOX对公众公司的主要影响SOX与IT控制SOX符合性实施 背景 背景 安然，世通等知名公司相继暴露出严重的管理层欺诈丑闻，使美国上市公司深陷信用危机。会计系统的漏洞、管理层的失职、内部控制的缺乏以及外部审计人员的道德风险是导致管理层欺诈丑闻的根本...
Vipnet used process management as a starting point and ARIS Audit Manager as the tool to support SOX implementation. The company organized the compliance project with strong support from top management. The greatest focus was needed in the areas of finance and support for Control Objectives for ...
SOX compliance demands the utmost attention. The enterprise must take the time to identify the systems needed to support the effort, invest in the proper implementation of systems and processes, and devote the necessary resources to maintain SOX compliance, including staying on top of changes to ru...
Learn moreabout how Netwrix can help you implement the COBIT framework and support yourSOX compliancemanagement program. DownloadNetwrixMapping (.pdf) Depending on the configuration of your IT systems, your internal procedures, the nature of your business and other factors, Netwrix might also facilitat...
Consult with internal audit, SOX consultants, and external auditors:SOX experts can evaluate changes, recommend enhancements, and help with the implementation of risk and control processes to support a virtual environment. And external auditors should be consulted so that companies can understand and re...
3. Change management Outline how you would manage changes without compromising security. 4. Security To verify security, outline your plans for defending the system against breaches. SOX Compliance Checklist Maintain regular SOX compliance status reports Make sure you have all compliance reports ...
plans, as well as an online health insurance marketplace offering individual health insurance and short-term health insurance. Hear how this team put necessary processes in place and is positioned to scale as the company grows by implementing SOX management technology ahead of first-year SOX, ...
Utilizing audit management software like AuditBoard can streamline compliance processes by automating workflows, providing real-time data analytics, and generating detailed compliance reports. Regular audits and continuous monitoring are also essential to maintain compliance and address any issues promptly....