Anne C. Flannery
The SIFMA Compliance and Legal Society Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry. This critical forum provides an opportunity for industry leaders and regulators to come together to educate each other, share ideas and concerns,...
the SIFMA Compliance & Legal Society will bring the compliance and legal communities together to discuss current issues and challenges for 2010 and beyond during this event on 5-7 May 2010 in National Harbor, MD. On the third day of the conference, NERA Senior Vice President Dr. Vinita June...
Conflicts Management, presented at the SIFMA Compliance and Legal Society 2010 Annual Seminar, National Harbor, MarylandBen A. Indek
Legal & Compliance Operations & Technology Private Client & Wealth Management Prudential & Capital Committees focus on a wide range of critical and timely topics and challenges with a focus on priorities, concerns, and challenges faced by those in specific markets or who handle particular products, ...
Stuart J. BaskinPaul S. Schreiber
Lindsay B. Jackson
Russell D. SacksCharles S. Gittleman
Dr. Vinita Juneja
Anne C. FlanneryBen A. IndekGrace E. SpeightsSteven W. Stone