Flexible contract conditions for SFC licence 9 applicants Office facilities meeting SFC requirements Office spaces with room for documentation storage cabinets Strict separation of resident and non-resident areas Tailored office space configuration available Contact Us ...
The Securities and Futures Commission (SFC) today released consultation conclusions on proposals to update its entry requirements for licence applicants and its ongoing competency standards for corporations and individual practitioners. ESG SFC HongKong time: 2022-08-19 11:18:48 views: 47110 ...
In this section, we model GA as a state-space search. State space is a method of representing a problem by defining all the possible states at which the problem can fall into, i.e., all the possible solutions of the problem. Therefore, the solution of the problem lays in its state sp...
On 27 July 2023, the SFC subsequently announced it has started accepting RA 13 licence and registration applications. To accommodate the new RA 13 regime, trustees and custodians need to start planning well in advance. Read our brochure to find out more about these new regulatory...
The regulator discovered the failure of Mega Capital to carry out its duties as sponsor of the listing. Charges against the company included inadequate due diligence work, insufficient audit.EBSCO_bspEuroweek
The number of licensees and registrants stood at 48,294 and the SFC received 7,384 new individual and corporate licence applications. Type 9 (asset management) and Type 4 (advising on securities) regulated activities accounted for 44% and 35% of the new licensed corporation applications approved...
The SFC remained highly active in its enforcement activities, and there were some interesting and notable trends observed (as compared to this time last year): The number of overall inquiries raised (including requests for production of documents and records...
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Additional tools and resources: Preventive control plan interactive tool:Find outif and when you will need a Preventive Control Plan Infographic:Key Preventive Food Safety Controls Find out what your traceability requirements would be Consult the CFIA’sguidance finder: food to search for the latest...
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