2) Corporate Finance Adviser Code of Conduct(SFC) 《企业融资顾问操守准则》(证监会)3) Fund Manager Code of Conduct(SFC) 《基金经理操守准则》(证监会)4) Code of Conduct for Persons Registered with the Securities and Futures Commission 《证券及期货事务监察委员会注册人操守准则》...
simply any client compliant to the SFC, it will topside the whole licensed intermediary having no defense. The SFC will nail down the “Senior Management” as per para 7.1 SFC Code of Conduct has 只要我知道,几乎市场球员在任意帐户给零售客户,简单地任何客户不会提供证券边际财务服从对SFC,它将顶边...
内容提示: FUND MANAGER CODE OF CONDUCTFirst Editionpursuant to the Securities and Futures Ordinance (Cap. 571) April 2003Securities and Futures CommissionHong Kong 文档格式:PDF | 页数:19 | 浏览次数:18 | 上传日期:2013-07-08 01:57:42 | 文档星级: ...
Due Diligence Guidelines | Chapter 29.2 - SFC’s Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
The Securities and Futures Commission (SFC) today announced that it supports and sponsors the development of a code of conduct for voluntary adoption by environmental, social and governance (ESG) ratings and data products providers providing products and services in Hong Kong. The Voluntary Code of...
7. 8. Dealing with Clients Marketing Activities Fees and Expenses 13 15 15 APPENDIX 1 Minimum Content of Discretionary Client Agreement 17 FUND MANAGER CODE OF CONDUCT HONG KONG INTRODUCTION Persons to whom this Code applies This Code sets out conduct requirements for persons licensed by or ...
Code This branch is196 commits ahead of,120 commits behindteam-innovation/vue-sfc-rollup:master. vue-sfc-cli vue-sfc-cli is a powerful tool for developing vue single-file component. It makes writing docs and demo easily, integrated with an automated github workflow, and is always ready to ...
SFC Applies Takeovers Code to Hong Kong Listed REITs and Enhances Market Conduct Regulation for Listed Collective Investment Schemes 来自 bakermckenzie.com 喜欢 0 阅读量: 14 作者:MWM Cheng,JSW Ng 年份: 2010 收藏 引用 批量引用 报错 分享 全部来源 求助全文 bakermckenzie.com ...
网络共识 Collusion of the network ;可视化 Visual ;新型基础设施建设 New infrastructure construction ;北斗卫星导航系统 Beidou Satellite Navigation System ;健康码 Health Code ;数字货币 Digital Currency ;虚拟货币 VRCCY (Virtual Reality Currency );无人驾驶 Driverless ;5G 5th-Generation ;6G 6-Generation;...
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