The Securities and Futures Commission (SFC) today releasedconsultation conclusions on its proposed subsidiary legislation, code and guidelines for implementing an uncertificated securities market (USM) in Hong Kong (Note 1). In response to market feedback, the SFC now proposes a 5-year timeline as...
The SFC also proposes to make consequential amendments to the revised draft ePO Guidelines attached to the SFC'sConsultation Paperon Proposed Code and Guidelines for Implementing an Uncertificated Securities Market in Hong Kong to remove the reference to MMOs. Hybrid general me...
Due Diligence Guidelines | Chapter 29.2 - SFC’s Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
The Securities and Futures Commission issued Guidelines for Reducing and Mitigating Hacking Risks Associated with Internet Trading, following a public consultation.
This refers to General Principle 1 of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission (Code of Conduct). For example, sell-side intermediaries would have to use pre-approved scripts in conducting market soundings and buy-side intermediaries shoul...
agentforce & ai app development back agentforce & ai app development build and extend agentforce and ai apps with low code. see all agentforce & ai app development capabilities agentforce low code development testing and deployment data security & privacy products overview back discover the #1 ...
Suitability requirement 适用性要求 The Suitability Requirement is set out in Paragraph 5.2 of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission (SF…
Category Document kind
Category Document kind
or sfc/scannow, no matter what I do, simply I can’t get its results and the command won’t start either, because the CPU resources are the same and the app is free to run any other command, I’ve checked line per line, step by step with F11 key my code to see ...