Feb. 6, 2025, 4:04 PM UTC(Reuters)Franklin Templeton seeks SEC approval to launch new crypto index ETF Feb. 6, 2025, 3:18 PM UTC(Reuters)SEC lawyers exempt from Trump list request in possible firing reprieve, memo saysShow More Securities and Exchange Commission (SEC), U.S. regulatory...
The meaning of SECURITIES ACTS is two laws concerning the issuance and exchange of financial securities. The first act, known simply as the Securities Act, 15 U.S.C. § 77a et seq. (1933), stipulated that a company offering securities must register them
美国SEC RIA(U.S. Securitiesand Exchange Commission)美国证券买卖委员会,是直属美国联邦的独立准司法机构,担任美国的证券监视和管理工作,是美国金融、证券行业的最高机构。美国证券买卖委员会(SEC)具有准立法权、准司法权、独立执法权,相当于一个独立于美国国会的金融司法机构的最高部门。是美国,乃至全球规格最高的...
美国证券交易委员会(US Securities and Exchange Commission,英文缩写SEC)是隶属于美国联邦政府一个独立的金融管理机构,直接对国会负责,具有一定的立法和司法权。1934年根据证券交易法令而成立。对全国和各州的证券发行、证券交易所、证券商、投资公司等拥有根据法律行使管理和监督的权力。
TheU.S. Securities and Exchange Commission(SEC) is the U.S. regulatory agency charged with the oversight ofsecuritiesmarkets and market participants in the U.S. Its mission is to protectinvestors, to maintain fair, orderly, and efficient markets, and to facilitatecapitalformation. ...
Explore the functions of the Securities and Exchange Commission. Learn the definition of SEC and understand its main purpose. Discover the history...
World Trade Securities是美国的一家受证券交易委员会（Securities and Exchange Commission，即SEC）和金融业监管局（The Financial Industry Regulatory Authority，即FINRA）监管的中型券商。在亚洲地区由WTS亚洲进行全部事务的处理。企业简介 World Trade Securities ，简称“WTS”，于2001年在美国华尔街成立，是一家以海外...
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How the Securities and Exchange Commission (SEC) Works The SEC oversees organizations and individuals in the securities markets, including securities exchanges, brokerage firms, dealers,registered investment advisors, and investment funds. Through established securities rules and regulations, the SEC promotes...