Barnard, Jayne W, 'Evolutionary Enforcement at the Securities and Exchange Commission' (2010) 71 University of Pittsburgh Law Review 403Barnard, Jayne. 2010. "Evolutionary Enforcement at the Securities and Exchange Comission." University of Pittsburgh Law Review 71:403-439....
Fenix Securities, LLC is a Broker-Dealer registered with the United States Securities and Exchange Comission (SEC), with the Financial Industry Regulatory Authority (FINRA) and with the National Futures Association (NFA).
Fenix Securities, LLC is a Broker-Dealer registered with the United States Securities and Exchange Comission (SEC), with the Financial Industry Regulatory Authority (FINRA) and with the National Futures Association (NFA).
Report on the Role and Function of Credit Rating Agencies in the Operation of the SecuritiesMarkets. Secrurities Exchange Comission.. 2003 disponivel em http://www.sec.gov/news/studies/credratingreport0103.pdfUnited States Securities and Exchange Commission. (2003, January). Report on the Rol...