Securities Act of 1933Securities industry – Law and legislationSecuritiesUnited States v. NaftalinTouche Ross & Co. v. RedingtonSecurities and Exchange CommissionSecurities regulationSection 17(a)In this article, the author analyzes two recent Supreme Court decisions involving the securities acts. The ...
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Related to Securities Exchange Act of 1934:Securities Act of 1933 se·cu·ri·ty (sĭ-kyo͝or′ĭ-tē) n.pl.se·cu·ri·ties 1.Freedom from risk or danger; safety. 2.Freedom from doubt, anxiety, or fear; confidence. 3.Something that gives or assures safety, as: ...
SEC. 17. (77q) (a) It shall be unlawful for any person in the offer or sale of any securities (including security-based swaps) or any security-based swap agreement (as defined in section 3(a)(78) of the Securities Exchange Act 27) by the use of any means or instruments of transpo...
Section 13(d) of the Securities Exchange Act of 1934 requires anyone who buys more than 5 percent of a company's stockmakea public disclosure of the purchase. 选项: A、makewill also make B、to make C、must make D、must then make ...
Section 16(b) of the Securities Exchange Act - An Analysis of the Time When Insider Status is RequiredSecurities exchange actSecurities and exchange commissionArticleThe Securities Exchange Act of 1934 (Act) was designed to correct many of the financial practices that were commonly thought to be ...
(16) The terms ‘‘security future’’, ‘‘narrow-based security index’’, and ‘‘security futures product’’ have the same meanings as provided in section 3(a)(55) of the Securities Exchange Act of 1934. (17) The terms ‘‘swap’’ and ‘‘security-based swap’’ have the same...
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR 来自 Citeseer 喜欢 0 阅读量: 53 作者: I Part 摘要: For the Transition Period from to Commission File No. 000-22688 MACROMEDIA, INC. (Exact name of registrant as specified in its charter) ...
: Name of each exchange on which registered:Common Stock, Par Value $0.001 Per Share Nasdaq Stock Market LLCSecurities registered under Section 12(b) of the Exchange Act:NoneIndicate by check mark if registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. ...
Private Securities Litigation Reform Act of 1995. These forward-looking statements can be identified by terminology, such as "will," "expects," "anticipates," "future," "intends," "plans," "believes," "confidence," "estimates" and similar statements. Among other things, Weibo's expected ...