Securities LitigationSecurities FraudWhite Collar CrimeTraditionally, securities fraud has been civilly enforced and criminally prosecuted under Section 10(b) of the Securities Exchange Act and Rule 10b-5 promulgateSocial Science Electronic Publishing
Related to Securities Exchange Act of 1934:Securities Act of 1933 se·cu·ri·ty (sĭ-kyo͝or′ĭ-tē) n.pl.se·cu·ri·ties 1.Freedom from risk or danger; safety. 2.Freedom from doubt, anxiety, or fear; confidence. 3.Something that gives or assures safety, as: ...
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Section 15 makes “control persons” jointly and severally liable to the issuer. Section 17(a) provides for liability for fraudulent sales of securities. This provision is similar to Section 10b of the Securities Exchange Act and Rule 10b-5.The...
SEC. 17. (77q) (a) It shall be unlawful for any person in the offer or sale of any securities (including security-based swaps) or any security-based swap agreement (as defined in section 3(a)(78) of the Securities Exchange Act 27) by the use of any means or instruments of transpo...
Section 13(d) of the Securities Exchange Act of 1934 requires anyone who buys more than 5 percent of a company's stockmakea public disclosure of the purchase. 选项: A、makewill also make B、to make C、must make D、must then make ...
: Name of each exchange on which registered:Common Stock, Par Value $0.001 Per Share Nasdaq Stock Market LLCSecurities registered under Section 12(b) of the Exchange Act:NoneIndicate by check mark if registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. ...
Patricia A.O′Hara:Erosion of the Privity Requirement in Section 12(2) of the Securities Act of 1933--The Expanded Meaning of Seller(31 U.C.L.A. L.Rev.,1984) 島袋 鉄男 - アメリカ法 被引量: 0发表: 1986年 Federal securities act United States. Congress. House. Committee on ...
Private Securities Litigation Reform Act of 1995. These forward-looking statements can be identified by terminology, such as "will," "expects," "anticipates," "future," "intends," "plans," "believes," "confidence," "estimates" and similar statements. Among other things, Weibo's expected ...
“1933 Act” has the meaning given to it in Section 4. “Aggregate Consideration” has the meaning given to it in Section 12(l)(i). “Bonus Issue” means any issue of Common Shares credited as fully paid to the Shareholders by way of capitalization of profits or reserves (including ...