Section 13(d) of the Securities Exchange Act: After Touche Ross and Transamerica, Does an Issuing Corporation Have an Implied Private Cause of Action for Injunctive ReliefEdward Winslow Moore
(c) The exemptions provided in section 3 shall not apply to the provisions of this section. (d) The authority of the Commission under this section with respect to security-based swap agreements (as defined in section 3(a)(78) of the Securities Exchange Act of 1934) shall be subject to ...
and every person who becomes liable to make any payment under this section may recover contribution as in cases of contract from any person who, if sued separately, would have been liable to make the same payment, unless
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Define Securities Act of 1933. Securities Act of 1933 synonyms, Securities Act of 1933 pronunciation, Securities Act of 1933 translation, English dictionary definition of Securities Act of 1933. n. pl. se·cu·ri·ties 1. Freedom from risk or danger; saf
Section 13(d) of the Securities Exchange Act of 1934 requires anyone who buys more than 5 percent of a company's stockmakea public disclosure of the purchase. 选项: A、makewill also make B、to make C、must make D、must then make ...
A committee established under this section may elect any of its ers to be chairman and may regulate its own procedure and business; in the exercise of its powers under this subsection such committee l be subject to and act in accordance with any direction given ...
20549 Form 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2019 Commission File Number 001-2979 WELLS FARGO & COMPANY (Exact name of registrant as specified in its charter) Delaware No. 41-0449260 (State ...
In September, the SEC charged a ridesharing platform with violations of Section 13(a) of the Exchange Act and Rule 13a-1 for failing to disclose in its 10-K a related person transaction involving a large shareholder’s sale of approximately 2.6% of the company’s shares in the weeks prior...
Securities Litigation, 20 F.4th 131 (2d Cir. 2021), the Second Circuit vacated the dismissal of securities fraud claims brought under Section 10(b) of the Exchange Act and Rule 10b-5. The plaintiff investors alleged that the defendant health food product company had engaged in “channel ...