Securities Act, R.S.A. 2000, c. S-4 (Act)Allegations Summary of Breaches 1 Staff of the Commission (Staff) alleges that Jerry Russell Johnson (Johnson):1.1 engaged in illegal trading and illegal distribution of securities;To: Jerry Russell Johnson...
Securities Act, R.S.A. 2000, c. S-4 (Act) 来自 albertasecurities.com 喜欢 0 阅读量: 15 作者: TJR Johnson 摘要: Allegations Summary of Breaches 1 Staff of the Commission (Staff) alleges that Jerry Russell Johnson (Johnson):1.1 engaged in illegal trading and illegal distribution of ...
Section 10(B) and the Vagaries of Federal Common Law: The Merits of Codifying the Private Cause of Action Under a Structuralist Approach In his timely article, Professor Fallone argues that most of the Private Securities Litigation Reform Act's changes to the implied private cause of action.....
aSection 5 of the Securities Act of 1933 prohibits any sale of a “security” unless it is registered with the Securities and Exchange Commission (“SEC”) unless an exemption from registration is available 证券行动的第5部分1933年禁止“安全的”所有销售,除非它向SEC (“SEC”登记),除非豁免从注册...
athe securities act of 1933 requires most companies planning to issue new debt or stock securities to the public to submit a registration statement to the sec for approval 证券行动1933年要求计划发布新的债务或储蓄证券对公众递交注册声明给秒为获得批准的多数公司[translate]...
aThese securities have not been registered with the Securities and Exchange Commission or the securities commission of any state in reliance upon an exemption from registration under the Securities Act of 1933, 这些证券在信赖未向SEC或任何状态登记证券委员会在豁免从注册在证券行动1933年之下,[translate]...
We propose a radix-4 modular multiplication algorithm based on Montgomery's algorithm, and a radix-4 cellular-array modular multiplier based on Booth's mul... JH Hong,CW Wu - IEEE 被引量: 31发表: 2000年 Preliminary investigation of the interaction between the R2R3 DNA binding domain of the...
Open a Securities Account and trade in Hong Kong, China and U.S. stock markets. Step 1 Select “Invest”, and click “Equities” Step 2 Select “Securities Services”, and complete the application following the step-by-step instruction Step 3 Application submitted. Reference number is...
This is the second of two articles appearing in The Journal of Corporation Law on the Iowa Uniform Securities Act (Iowa Act) exemptions. The goal of the two articles is to provide attorneys with a better understanding of the scope and application of each exemption under the Iowa Act. Since ...
On the other hand, purchasing securities with borrowed money, an act known asbuying on a margin, is a popular investment technique. In essence, a company may deliver property rights, in the form of cash or other securities, either at inception or in default, to pay its debt or other obli...