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•the need to comply with regulations on international business, including the Foreign Corrupt Practices Act, the United Kingdom Bribery Act 2010, the anti-bribery laws of other countries and rules regarding conflict minerals; •exchange, currency and tax controls and reallocations; •weaker prot...
Foreign exchange regulation in the PRC is primarily governed by the following rules: •Foreign Currency Administration Rules, as amended on August 5, 2008, or the Exchange Rules; •Administration Rules of the Settlement, Sale and Payment of Foreign Exchange (1996), or the Administration Rules;...
In his announcement Gensler did not just signal likely changes to Rule 10b5-1. He emphasized that even under existing rules, if insiders do not act in good faith when using 10b5-1 plans those plans will not offer them an affirmative defense. He warned that “in addition to evaluating the...
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Interplay with Securities Offering Reform for Funds. Rule 163B is non-exclusive, and issuers may rely on other Securities Act rules when communicating about a contemplated securities offering, such as Rule 163 (the pre-filing well-known seasoned issuer exemption) or Rule 164 (the post-filing free...
Indicate the number of outstanding shares of each of the issuer s classes of capital or common stock as of the close of the period covered by the annual report: 3,128,958,189 ordinary shares, par value US$0.0001 per share. Indicate by check mark whether the registrant (1) has filed ...
a distribution of an issuer’s newly issued fixed income securities.8Thus, even without the benefit of the investment grade exceptions, the SEC’s strict interpretation of what constitutes the same security serves to substantially limit the effect of Rules 101 and 102 on fixed income ...
(B) the filing or furnishing of one or more amendments to the Schedule 13E-3 to respond to comments of the staff of the SEC, if any, on the Schedule 13E-3; (v) such filings as may be required under the rules and regulations of NASDAQ in connection with this Agreement or the ...
Background On March 21, 2022, the US Securities and Exchange Commission (SEC) voted 3:1 to propose new rules that, if adopted, would require