The Securities and Exchange Commission has placed more restrictive regulations on asset managers that may attempt to influence shareholders with a large equity stake in a company on ESG topics.
New federal rules released Wednesday could help ensure that investment funds labeled as environment, social and governance (ESG) actually deserve the name — and the high fees they command. The Security and Exchange Commission (SEC) proposed a new regulation to combat the practice of “...
An AICPA director with a focus on ESG explains the many shifts happening in the compliance and reporting landscape in this podcast episode with transcript.October 17, 2023 SEC addresses securities transparency; PCAOB addresses audit concerns The SEC adopts several rules and amendments expanding and ...
ESG Audit Services Ask a Question The material appearing in this communication is for informational purposes only and should not be construed as legal, accounting, tax, or investment advice or opinion provided byMoss Adams LLPor its affiliates. This information is not intended to create, and recei...
On May 25, 2022, the US Securities and Exchange Commission (the "SEC") proposed two form and rule amendments seeking to enhance and standardize disclosures related to environmental, social and governance ("ESG") factors considered by funds and advisers, and to also expand the...
However, the future of ESG regulation in the U.S. is unclear under a second Trump administration. RegulationOctober 9, 2024 SEC Monitoring Effects of Hurricane Milton on Capital Markets The agency will evaluate granting relief from filing deadlines to firms affected by the hurricane. ...
climate disclosure rules, contact the authors or a member of Holland & Knight's multidisciplinary teams:Environmental, Social and Governance (ESG),Public Companies and Securities,Climate Change, Sustainability and Disclosure,Environment,Public Policy & Regulation,Corporate GovernanceorSecurities Enforcement ...
Renewed Focus on "Main Street" Investors If history is a guide, the incoming administration is likely to prioritize enforcement issues that affect "Main Street" retail investors. For example, during the first Trump administration, under Chair Jay Clayton, the SEC enacted Regulation Best In...
Even so, as wealth managers know, the noise around ESG investment ideas has been considerable. It is now almost odd or even commercially dangerous not to have ESG offerings on the menu, or genuflect towards ideas about sustainability in public. ...
Even so, as wealth managers know, the noise around ESG investment ideas has been considerable. It is now almost odd or even commercially dangerous not to have ESG offerings on the menu, or genuflect towards ideas about sustainability in public. ...