Form 8-K(6-K):季报发布期间的重大事项披露或公司变化临时报告,6-K为美国以外上市公司的临时报告。 Proxy Statement DEF:代理人报告,和财务关系不太大,主要披露公司自己的信息,比如员工薪酬。
Among the most common SEC filings are: Form 10-K, Form 10-Q, Form 8-K, the proxy statement, Forms 3,4, and 5, Schedule 13D, Form 144, and Foreign Investment Disclosures. The annual 10-K report, for instance, provides a comprehensive summary of a company's financial performance. Pro...
It has been stated that the rules mainly affect the proxy statement disclosure of executive and director compensation and transactions with the issuer. Generally, the rule requires all the compensation elements to be included in prescribed tabular form along with the narrative disclosure.Nusbacher...
DEF 14A表格通常与年度会议委托书（annual meeting proxy）一起使用，该表格应向证券持有人提供足够的信息，使他们能够在即将召开的证券持有人会议上进行知情投票，或授权代理人代表他们投票。DEF 14A表格在名称上与DEFM 14A仅一个字母之差，但是在含义、内容和适用的情形上，二者间还是存在一定的差异。22、Proxy Sta...
22、Proxy Statement(委托声明书) 委托声明书,上市公司在股东大会之前给股东的一份文件,包含希望投票的重大信息等。这份声明书还会用 14A 文件 (Schedule 14A) 在 SEC 备案。 23、SF-3/SF-3A 公司发行资产证券化产品的时候,需要公布的信息。 24、CT ORDER ...
Form S-4 has two parts. Part I is theprospectusorproxy statementinvolved. Part II contains supplemental information that can include expenses issued, private placements of securities, and additional tax information. Key Takeaways Form S-4 must be submitted to the SEC in the event of a merger ...
d.They contained materially misleading executive compensation information by failing to include amounts misappropriated by the SAE Executives. For example, SAE’s 2016 Form 10K incorporated by reference SAE’s 2017 Proxy Statement, which provided 2016 compensation information for the SAE Executiv...
October 24, 2024 8-K Current report filing View PDFView HTML Latest Proxy Statement March 18, 2024 DEF 14A Definitive proxy statements View PDFView HTML SEC Filings View and filter SEC Filings by group or type Annual ReportsQuarterly ReportsView All...
FormPRE 14A Proxy Statement - Notice of Shareholders Meeting (preliminary) pdf Format Download (opens in new window) excel Format Download (opens in new window) zip Format Download (opens in new window) html Format Download (opens in new window) Mar 11, 2024 Form4 Statement of Changes in ...
Proxy Statement (definitive) pdf Format Download (opens in new window) excel Format Download (opens in new window) zip Format Download (opens in new window) html Format Download (opens in new window) 11/26/2024 Form10-K Annual Report ...