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has made settlements with both the U.S. Securities and Exchange Commission and the Massachusetts Secretary of State to resolve investigations concerning losses from active fixed income strategies managed by State Street Global Advisors.AckermannMattAmerican Banker...
Thompson framed the legislation, which he offered just before a Manhattan jury convicted Trump of state fraud crimes (and before the assassination attempt on the former president), as an effort to deconflict the Secret Service’s mission from prison officials while an ex-president is in jail...
Founded in 1901 as a retail shoe business in Seattle, Nordstrom later incorporated in Washington State in 1946 and went on to become one of the leading fashion retailers based in the U.S. We aspire to be the best fashion retailer in a digital world by remaining focused on our customers, ...
A copy of this letter, not including the confidential Excel Workbook, is being filed via EDGAR. CONFIDENTIAL TREATMENT REQUESTED BY SOHU.COM LIMITED 400 Atlantic Avenue, Boston, Massachusetts 02110-3333 (617) 482-1776 www.goulstonstorrs.com Securities and Exchange Commission January 11, 2024...
JOHN KERRY, SECRETARY OF STATE: Well, it tells us a lot about, first of all, how ruthless and reckless he is. And it also tells us a lot about how insecure he is, to a certain degree. It tells us a significant amount about the instability, internally, of the regime, with the numb...
This meant they had to charge reasonable fees. They were not allowed to make misleading statements about investment transactions, how they were paid, or any conflicts of interest. Some state-level regulators in Massachusetts also read the law as banning sales contests designed to encourage brokers ...
2) Aggregate number of securities to which transaction applies: 3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): 4) Proposed maximum aggregate ...
(State or other jurisdiction ofincorporation or organization) (I.R.S. EmployerIdentification No.) 625 Westport Parkway 76051 Grapevine, Texas (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (817) 424-2000 Securities registered pursuant to Se...
来自 EBSCO 喜欢 0 阅读量: 6 摘要: Reports on the resignation of Securities and Exchange Commission's Boston district administrator in Massachusetts. Failure of the agency to handle the Putnam Investments employee complained; Result of the press coverage involving the Boston office. 年份: 2003 ...