外国私人发行人(FPIs)须在其年报Form 20-F(第3.E项)中呈现这些信息。 SEC在最终规则中指出,申报人使用的重要性定义应与美国最高法院所确立的定义保持一致,即“如果合理投资者在确定是否买卖证券或如何投票时,认为某事项很重要,或者如果合理投资者认为省略该披露会显著改变所提供信息的整体组合,则该事项是重要的”...
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the two dissenting Commissioners, Caroline Crenshaw and Allison Herren Lee, expressed that they do not believe the amendments go far enough in terms of expanding environmental, social, and governance ("ESG") prescriptive requirements, since, for example, climate risk and other ESG metrics ...
presented at Artivion’s 2024 Annual Meeting of Stockholders pursuant to Rule 14a-8 promulgated under the Securities Exchange Act of 1934, as amended (the “Exchange Act”) must be received by Artivion by December 5, 2023 for inclusion in its Proxy Statement and form of proxy for such ...
JD.com’s recent announcement that it will increase its stake in Dada Group (Dada) marks a tighter collaboration under the omni-channel strategy. Dada will have the full support of JD.com and strategically undertake JD’s local on-demand retail and delivery businesses. Through this alignment, ...
1U.S. Sec. & Exch. Comm’n,SEC Coronavirus (COVID-19) Response(Oct. 28, 2021). Inan updateon its COVID-19 Response website, the Division reports that it, like many other businesses and agencies across the country and the world, would continue to implement a "full telew...
If this Form is a registration statement pursuant to General Instruction I.C. or a post-effective amendment thereto that shall become effective upon filing with the Securities and Exchange Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ☒ If this Form ...
Why did I receive a one-page notice in the mail regarding the Internet availability of proxy materials instead of a full set of proxy materials? A: In accordance with rules adopted by the Securities and Exchange Commission (the “SEC”), we have elected to provide access to our proxy mater...
The plan goes “much further than any of the other regimes we have seen internationally,” Raza Naeem, financial regulation partner at Linklaters, said in a statement on Tuesday. Naeem pointed to the “very broad scope” of the proposed rules, “which could capture ESG products that don’t ...
which was partly precipitated by the market crash of 1929.3In the freewheeling 1920s before the crash, federal oversight of securities markets was hardly a priority. After all, who calls the cops when the champagne's flowing and the party's in full swing?