Form S-1代表“IPO Registration”,就是招股书(Prospectus)。 SEC 文件是由上市公司、上市公司内部人士、券商提交给美国证券交易委员会(SEC)的财务报表或者其他正式文件。投资者可以查阅这些文件获得最新的上市公司信息。大部分 SEC 文件可以通过 SEC 官网获取。 文件格式 说明 F-1 部分美国以外公司注册上市声明 Form ...
Finding S-1 Filings S-1 filings can be found on the SEC EDGAR website. In addition, any amendments or changes to previous filings are filed separately under SEC Form S-1/A. Foreign companies listing on a U.S. exchange are also required to register with the SEC, but with the SEC Form...
SEC Form S-1 is also known as the registration statement under theSecurities Act of 1933.2Additionally, the SEC requires the disclosure of any material business dealings between the company and its directors and outside counsel. Investors can view S-1 filings online to performdue diligenceon new ...
S1和F-1的区别在于，S-1适用于美国本土公司，必须由（美国）国内公司提交。F-1适用于外国公司。F-1将包含与美国投资者有关的额外具体和重要信息，包括发行人的国家以及证券可能如何处理，例如在外国司法管辖区的税务、法律事务的处理等。4、Form 3,4 and 5 这些表格由directors,officers和持股10%以上人员填列。...
SEC Filings Group Filing year Items per page Filing date FormDescriptionView Jan 21, 2025 4 Statement of changes in beneficial ownership of securities Jan 21, 2025 3/A An amendment to a 3 filing. Non-EDGAR filing Jan 21, 2025 4/A Amendment to a previously filed 4 Jan 21, ...
Year Trailing 12-Months View All Filings FormFormat PRE 14A A preliminary proxy statement providing notification matters to be brought to a vote Jan 14, 2025 Open A preliminary proxy statement providing notification matters to be brought to a vote in HTML.Open A preliminary proxy statement providi...
13F 报告(英文名称 13Filings 或 SEC Form 13F)是指美国大型机构投资者每个季度需要披露的持仓报告。美国证监会(SEC)规定投资 美国资本 市场且资产规模超过1亿美元的机构投资者,需要在每个季度结束之后的45天之内,向证监会提交13F 报告披露自己当前持有的美国股权,并
Unlike Regulation A filings,Form SB-1 requires audited financial statements. 融资额在1000万美元或以下,用SB-1报表,需要审计后的财报。 Form SB-2-To Raise Capital in Any Amount:If your company is a "small business issuer," it may register an unlimited dollar amount of securities using Form SB...
SEC FILINGS Group Filing year Items per page Filing date FormDescriptionView Dec 20, 2024 8-K Report of unscheduled material events or corporate event Dec 13, 2024 8-K Report of unscheduled material events or corporate event Dec 13, 2024 4 Statement of changes in beneficial ...
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