SEC Form S-4: What it Means, How it Works By Christina Majaski Apr 27, 2022 Where Can I Find a Company's Annual Report and Its SEC Filings? By The Investopedia Team Apr 29, 2024 Financial Action Task Force (FATF): What it is, How it Works ...
Section 16: Form 3, Form 4 and Form 5 Beneficial ownership filings Schedule 13G (SC 13G) Schedule 13D (SC 13D) Form D Form 144 Form 13F (13F-HR Holdings Report, 13F-CTR Confidential Treatment Request, 13F-NT Notice Report)EDGAR Next is final. Learn more about the final rule and th...
How SEC Form 19b-4 Works Self-regulatory organizations (SROs) are required to file SEC Form 19b-4 with the SEC before making any changes to its rules, specifically with regard to trading rules. In the filing, the SRO must justify the new rules to SEC staff, making clear that the rule...
Option B, SEC Rules 17a-4(f)(2)(i)(B) and 18a-6(e)(2)(i)(B): Preserve the records exclusively in a non-rewriteable, non-erasable format [also known as WORM or write-once, read-many format].Additional requirements are enumerated in Rules 17a 4(f) and 18a 6(e).Microsoft...
Pursuant to Rule 461 of the Rules and Regulations of the Securities and Exchange Commission under the Securities Act of 1933, the undersigned Sohu.com Limited hereby requests acceleration of the effective date of the above-referenced Registration Statement on Form F-4 to 4:00 PM, Eastern Time,...
are listed on the SGX-ST and the rules of the SGX-ST so require, our company will appoint and maintain a paying agent in Singapore, where the Notes may be presented or surrendered for payment or redemption in the event that the global notes are exchanged for Notes in definitive form. In...
are listed on the SGX-ST and the rules of the SGX-ST so require, our company will appoint and maintain a paying agent in Singapore, where the Notes may be presented or surrendered for payment or redemption in the event that the global notes are exchanged for Notes in definitive form. In...
The Company has prepared and filed with the Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended, and the rules and regulations of the Commission thereunder (collectively, the “Securities Act”), a registration statement on Form F-3, including a...
rules and regulations, the Reporting Persons may in the future take actions with respect to their investment in the Issuer as they deem appropriate, including changing their current intentions or increasing or decreasing their investment in the Issuer, with respect to any or all matters required to...
are listed on the SGX-ST and the rules of the SGX-ST so require, our company will appoint and maintain a paying agent in Singapore, where the Notes may be presented or surrendered for payment or redemption in the event that the global notes are exchanged for Notes in definitive form. In...