complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of ben...
The first set of changes to Form PF proposed last year by the SEC has now been approved and put into a final rule, soon to be published in the SEC’s Federal Register. According to the SEC, “The amendments will also strengthen the effectiveness of the Commission’s regulatory programs, ...
These results are stronger for S-4 comment letters with higher intensity and M&A-specific comments. Finally, to explore plausible mechanisms and provide context, we examine specific disclosure changes in S-4 amendments filed during the filing review process and find evidence that the improved M&A ...
Form 4 reporting of bona fide gifts.The amendments would also add a Form 4 reporting obligation for bona fide gifts from a Section 16 officer or director with respect to such transaction. What to Do Now? The SEC's recent concern over potential abuse of Rule 10b5-1 trading plans is ...
On January 26, 2022, the SEC issued Release Number IA-5950, a release that proposes to amend Form PF—a confidential reporting form required for certain SEC-registered investment advisors to private funds. Theproposalcontains three amendments to Form PF in an effort to enhance private fund report...
(“PRA”) included as Annex D to the Joint Proxy Statement/Prospectus, which forms a part of the Registration Statement (File No. 333-254891), including all amendments, supplements and exhibits thereto, of ICON plc (“ICON”) on Form F-4 relating to the proposed merger of PRA and ICON ...
March 1, 2011 SEC Proposes Amendments to Form S-3 and Form F-3, and Amendments to Ratings Reliance in Other Forms and Rules The SEC has proposed for public comment amendments to the eligibility requirements for registration statements on Form S-3 and Form F-3 as well as other amendments ...
The Securities and Exchange Commission and the Commodity Futures Trading Commission extended the compliance date for the February 8, 2024 amendments to Form PF. The compliance date for these amendments was originally March 12, 2025 and has now been extended to June 12, 2025. For annual filers, ...
If a company is issuing stock for the first time, they must file FormS-1, and if any amendments must be made, they file Form S-1A. The8-Kis filed when there are unscheduled material events or corporate changes.6Schedule 13Dinforms the SEC when an entity acquires more than 5% of the ...
Advisers Act Rules Investment Management Alert: SEC Proposes Amendments to Form ADV and Investment Advisers Act RulesInvestment Management Alert: SEC Proposes Amendments to Form ADV and Investment Advisers Act RulesEmma Brady