See “Description of the Notes—Book-Entry, Settlement and Clearance.” Accordingly, if you own a beneficial interest in a global note, then you will not be considered an owner or holder of the notes. Instead, DTC or its nominee will be the sole holder of global notes. Unlike persons ...
(a) determined that the execution by the Company of this Agreement and the Plan of Merger and consummation of the transactions contemplated by this Agreement and the Plan of Merger, including the Merger (collectively, the “Transactions”), are fair to and in the best interests of the Company...
The article reports on the distribution of $26.6 million to more than 250 investors in the Banc of America Securities LLC (BAS) settlement through the U.S. Securities and Exchange Commission in 2008. The Fair Fund provisions of the Sarbanes-Oxley Act of 2002 provided the SEC with new ...
If no active trading market develops, you may not be able to resell your Notes at their fair market value, or at all. Future trading prices of the Notes will depend on many factors, including prevailing interest rates, our operating results and the market for similar securities. We have ...
The court reasoned that it was required, before approving the SEC Settlement, to ensure that the SEC Settlement was fair, adequate, reasonable, and in the public interest. Id.On July 25, 2019, Plaintiff filed a complaint in this Court asserting claims for breach of contract against Defendants...
You may file a claim online at the Fair Fund website, http://www.ZurichSECsettlement.com , or mail a claim form to the following address: SEC v. Zurich Financial Services Fair Fund, c/o The Garden City Group, Inc., P.O. Box 9547, Dublin, OH 43017-4847. ...
constitute a summary of the terms of the Offered Securities, under the captions “Taxation” and “Underwriting,” insofar as they purport to describe the legal matters, agreements, documents or proceedings or of the terms of the Underlying Shares and the ADSs, are accurate, complete and fair....
The accompanying unaudited consolidated interim financial statements reflect all normal recurring adjustments which, in the opinion of management, are necessary for a fair statement of the results for the interim periods presented. Results for the three months ended March 31, 2001 are not necessarily ...
The equity fair values are based on the Black Scholes valuation model using a three-month trailing average closing price of our common stock. The Initial Grant vests one-third on the first anniversary of the grant and the remainder monthly over the next 24 months thereafter. The Annual Grant ...
and assuming full physical settlement), Bain will be entitled to have only one nominee designated to the Board, and if, at any time, Bain beneficially owns less than 25% of the common stock underlying the Notes (on an as-converted basis, and assuming full physical settlement), Bain will ...