Reports on the possible decision the United States Securities and Exchange Commission will make on the Investment Company Institute (ICI) petition that online investment basket products called folios should be regulated in the same manner as mutua...
Regulator Continuity and Decision-Making Quality: Evidence from SEC Comment Letters 本文字数 7166 字 读完共需 25 分钟 编者按 : 尽管对资本市场进行经常性监督很重要,但通常很难检验个别监管者的连续性如何影响监管结果。文章利用SEC意见信的独...
U.S. Chamber: SEC Decision to Reverse Finalized Rulemakings Undermines Regulatory ProgressTopics/ Finance/ Corporate Governance/ Published July 13, 2022 Share WASHINGTON, D.C. –Tom Quaadman, executive vice president of the U.S. Chamber's Center for Capital Mark...
On July 13, the Securities and Exchange Commission, or SEC, pushed back its decision on Wisdom Tree’s Bitcoin ETF with a request for public feedback. This request will allow members of the public to communicate their position on whether the trust should beapprovedor denied. The SEC’s noti...
Prior research suggests that even for the same decision task there will be variation in decision outcomes across decision makers due to idiosyncrasies in their styles. This variation brings up a fundamental challenge in the realm of regulations...
right to a jury trial. The ruling required the SEC to pursue such penalties in federal court rather than through its in-house administrative law judges. The decision has far-reaching implications for the SEC's enforcement of securities laws, potentially slowing its ability to bring enforcement ...
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The Final Rules are expected to face legal challenges on the basis of the SEC exceeding its regulatory authority and unconstitutionally compelling speech under the First Amendment. Following the Supreme Court decision inWest Virginia v. EPA, the "major questions" doctrine could be the basis of a...
We believe that adjusted EBITDA is useful to investors in allowing for greater transparency with respect to supplemental information used by our management in its financial and operational decision making. A limitation of using adjusted EBITDA is that it excludes interest, taxes, depreciation, ...
I-SAFE:Instant Suspicious Activity identiFicationat the Edge using Fuzzy Decision Making 背景: 城市图像通常用作取证分析,通过设计可用于减轻事故。收集更多图像后,人们很难从成千上万个视频剪辑中确定具体事件的某些帧。研究人员希望有一个实时,主动的监视系统,该系统可以立即检测可疑人员,识别可疑活动,或提高警惕...