SEC Accelerates Deadline for Filing Form 10-K and Form 10-QStuart H. Gelfond
Failure to Meet the Form 10-Q Filing Deadline When a company fails to file a 10-Q by the filing deadline, it must make a non-timely (NT) filing of SEC FormNT 10-Q. An NT filing must explain why the deadline has not been met. It includes a request for an additional five days ...
The SEC has been bolstering its regulations on beneficial ownership reporting, which requires significant shareholders—those who own more than 5% of a company's shares—to reveal any changes in their holdings.29The SEC recently shortened the deadline for filing an initialSchedule 13D(the reporting...
while also requiring certain filings historically triggered on the basis of year-end positions to be made on the basis of quarter-end positions), (ii) accelerate the deadline for filing amendments to Schedule 13Ds from "promptly" following a material change in the information previously reported ...
EDGAR Filing Hours Vancouver / Seattle Calgary Toronto / New York The hours in which the SEC accepts filings. 3 AM - 7 PM 4 AM - 8 PM 6 AM- 10 PM The SEC deadline to receive the same-day filing date stamps for Section 16 Ownership Reports (Forms 3, 4, and 5) 7:00 PM 8:00...
Notwithstanding the deadline for filing Business B’s financial statements (and the associated pro forma financial information) in an amended Form 8-K, under a plain reading of S-X 3-05(b)(4)(i), Company Y could not file a new registration statement on Form...
you must contact such nominee and instruct such nominee to surrender the Notes for purchase on your behalf through the transmittal procedures of DTC as set forth below in “Notes Held by a DTC Participant” on or prior to the deadline set by such nominee to permit such nominee to surrender...
Deadline for Shareholder Proposals Proposals which our shareholders wish to be considered for inclusion in our proxy statement and proxy card for the 2021 Annual General Meeting of Shareholders must be received by March 31, 2021 at No. 399 Wangshang Road, Binjiang District, Hangzhou, Zhejiang ...
of Form ADV. A venture capital fund adviser that seeks to rely on the Venture Capital Fund Exemption would need to affirm that it can rely on the exemption in its annual updating amendment to Form ADV. The deadline for filing the initial subset of Part 1 of Form ADV applicable ...
If immediately prior to the Renewal Deadline (as hereinafter defined), any of the Offered Securities remain unsold by the Underwriters, the Company will prior to the Renewal Deadline file, if it has not already done so and is eligible to do so, a new automatic shelf registration statement ...