Securities and Exchange Commission (SEC) under the SEC Release Number 33-8089 to accelerate due dates for annual and quarterly reports of many issuers and to encourage companies to use their Web sites to give greater access to their periodic reports. It says that the SEC has perceived ...
reporting violations, and misappropriating" that allowed senior management to manipulate reports and filings.[17]The SEC alleged that "[i]n addition to a close personal relationship, [the directors] each had business relationships with [the CEO] that influenced their ...
Which of the following statements about a corporation’ s annual reports, SEC filings, and press releases is most accurate() A. Annual and quarterly SEC filings are required to be audited. B. Interim SEC filings typically update the major financial statements and footnotes. C. Annual reports ar...
Disclosure in annual and quarterly reports.The Equity Repurchase Proposing Release also would require expanded repurchase disclosure in quarterly and annual reports, including: “The objective or rationale for its share repurchases and process or criteria used to determine...
Corp Fin is responsible for ensuring that companies provide accurate and timely disclosures, including registration statements, annual and quarterly filings, and proxy materials. These documents, particularly during IPOs, are reviewed across sectors such as technology, healthcare, and finance, ensuring com...
In addition to annual reports with audited financial statements, companies subject to the periodic reporting requirements under the Securities Exchange Act of 1934 (“Exchange Act”), other than FPIs, must file quarterly reports[9] that include interim financial statements reviewed by an auditor and...
3. JMEI did not release quarterly, semi-annual and full-year reports for FY 2019, and there was no formal communication with the shareholders, resulting in the fall of stock price all the way down to about $2. 4. Mr. Chen Ou initiated the first privatization attempt in February 2016. ...
Definitive proxy statements View PDFView HTML SEC Filings View and filter SEC Filings by group or type Annual ReportsQuarterly ReportsSection 16 FilingsProxy FilingsView All Form SD View our specialized disclosure report, Form SD. View Form SD...
SEC Filings Latest Quarterly or Annual Filing February 5, 2025 Quarterly report pursuant to Section 13 or 15(d) 10-Q PDFHTML Latest Current Report February 5, 2025 Current report filing 8-K PDFHTML Latest Proxy Statement July 15, 2024
material details about profits and losses and more that were often a guarded secret before the SEC's creation. It reviews public companies'registration statements, annual and quarterly filings, proxy materials, and annual reports. The division also interprets securities laws and regulations for the ...