The Securities and Exchange Commission (SEC) voted earlier this month to amend the rules for exempt offerings under the Securities Act of 1933, as amended (the Securities Act). A recent SECpress releasestates that the amendments are intended to, among other things, serve the...
Specifically, the SEC amended Rule 21F-3 to allow the Commission to pay whistleblower awards for certain actions brought by other entities, including designated federal agencies, in cases where those awards might otherwise be paid under the other entity’s whistleblower program. The amendments allow...
Effective January 3, 2023, the amended Rules require electronic recordkeeping systems to meet either:Option A, SEC Rules 17a-4(f)(2)(i)(A) and 18a-6(e)(2)(i)(A): Preserve a record for the duration of its applicable retention period in a manner that maintains a complete time-...
a representation that the stockholder is a record holder of our common stock, or if the stockholder is not a record holder, evidence of ownership in accordance with Rule 14a-8(b)(2) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”); ...
Meeting. Under our Second Amended and Restated By-laws, the presence in person or by proxy of a majority of the shares of our common stock outstanding on the record date is required for a quorum. Abstentions and broker non-votes are each included for purposes of determining the presence or...
英:[sek] 美:[sɛk] sec是什么意思 adj. (形容词) (香槟酒等)无甜味的,淡的 <法>干的 略具甜味的 含糖量为3-5%的 abbr. (缩略词) =secant 【数】正切 =Securities and Exchange Commission 证券交易委员会 =second 第二的 n. (名词) ...
This prospectus and the documents incorporated by reference herein contain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. We intend all forward-looking statements to ...
Many in the issuer community strongly objected to the changes, however, because of concerns about unfair treatment of issuers by proxy advisory firms. The timing of the amended rule also was criticized, as the changes were made before the impact of the 2020 rule could be evaluated. Business ...
This amended and restated INVESTOR RIGHTS AGREEMENT (this “Agreement”) is executed on this July 26, 2021 by and between(1) Li Auto Inc., an exempted company incorporated with limited liability under the Laws of the Cayman Islands (the “Company”);...
even if they provided original information to the SEC that led to a successful enforcement action. The SEC recently amended the rules of the program to allow whistleblowers who originally failed to comply with certain procedures to fix, or“perfect,” their SEC whistleblower tipsto become eligible...