Today, the Commission imposed a civil penalty of $10 million on the Intercontinental Exchange (“ICE”) because certain of its subsidiaries (collectively, “the ICE SCI subsidiaries”) failed to notify the Co...
(1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the...