MCA: Clarification of Sec. 180 of the Companies Act, 2013Print this
The SEC adopted amendments to certain rules that govern money market funds under the Investment Company Act of 1940, which are designed to improve the resilience and transparency of money market funds. May 19, 2023 SEC proposals address risk management for clearinghouses ...
1. Division of Corporation Finance (Corp Fin) Corp Fin is responsible for ensuring that companies provide accurate and timely disclosures, including registration statements, annual and quarterly filings, and proxy materials. These documents, particularly during IPOs, are reviewed across sectors such as ...
The SEC is scheduled to consider a final rule that would amend Exchange Act Rule 14a-8, which generally requires companies to include shareholder proposals in their proxy statements absent a basis for exclusion. The proposed amendments would clarify and narrow certain substantive bases within the rul...
"Investors get to decide which risks they want to take so long as companies raising money from the public make ... 'complete and truthful disclosure,'" Gensler said in a written statement following the vote. "Over the last 90 years, the SEC has updated, from time to time, the disclosure...
On September 8, 2013, the SEC proposed amendments to the executive compensation disc... MM Zabriskie,JER Jr,MD Leone,... 被引量: 0发表: 2013年 SEC Proposes Pay Ratio Disclosure Rules. The article offers information on the proposal of the U.S. Securities and Exchange Commission (SEC) to...
The BOl reporting deadline for existing companies is approaching quickly. Existing companies (those formed before January 1, 2024) have less than four months to fulfill their beneficial ownership information (BOl) reporting obligations. Under the Corporate Transparency Act (CTA), millions of… ...
945, the Holding Foreign Companies Accountable Act, or the Kennedy Bill. On July 21, 2020, the U.S. House of Representatives approved its version of the National Defense Authorization Act for Fiscal Year 2021, which contains provisions comparable to the Kennedy Bill. If either of these bills...
SEC Form S-8 refers to a filing that allows public companies to register securities it offers as part of an employee benefit plan. Companies are required by theSecurities and Exchange Commission(SEC) to register these securities before they are issued under theSecurities Exchange Act of 1933. Th...
was appointed the first chair. During its early years, the SEC played a major part in the rollout of the financial reforms of President Franklin D. Roosevelt's New Deal. The Investment Company Act of 1940 and Investment Advisers Act of 1940 expanded the SEC's regulatory...