Statement of Changes in Beneficial Ownership pdf Format Download (opens in new window) excel Format Download (opens in new window) August 09, 2024 FormN-PX Annual report of proxy voting record for management investment companies pdf Format Download (opens in new window) July 26, 2024 Form13F-...
Congress introduced the Public Utility Holding Company Act of 1935 (PUHCA 1935) as part of a broader effort to regulate and stabilize the industry. This Act required utility companies to register with the SEC and disclose key financial and operational information, ensuring greater transparency and ...
The SEC adopted amendments to certain rules that govern money market funds under the Investment Company Act of 1940, which are designed to improve the resilience and transparency of money market funds. May 19, 2023 SEC proposals address risk management for clearinghouses ...
The SEC is scheduled to consider a final rule that would amend Exchange Act Rule 14a-8, which generally requires companies to include shareholder proposals in their proxy statements absent a basis for exclusion. The proposed amendments would clarify and narrow certain substantive bases within the rul...
Private Securities Litigation Reform Act of 1995. You can identify these forward-looking statements by terminology such as “will,”“may,”“expect,”“believe,”“anticipate,”“intend,”“aim,”“estimate,”“intend,”“seek,”“plan,”“potential,”“continue,”“ongoing,”“target,”“...
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. iQIYI, Inc. By: /s/ Xiaodong Wang Name: Xiaodong Wang Title: Chief Financial Officer Date: December 15...
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). YES ☐ NO ☒ The number of shares of registrant’s common stock outstanding as of August 18, 2023: 1,144,080,554 The TJX Companies, Inc. TABLE OF CONTENTS PART I ...
The BOl reporting deadline for existing companies is approaching quickly. Existing companies (those formed before January 1, 2024) have less than four months to fulfill their beneficial ownership information (BOl) reporting obligations. Under the Corporate Transparency Act (CTA), millions of… ...
was appointed the first chair. During its early years, the SEC played a major part in the rollout of the financial reforms of President Franklin D. Roosevelt's New Deal. The Investment Company Act of 1940 and Investment Advisers Act of 1940 expanded the SEC's regulatory...
The SEC's Whistleblower Program, established underDodd-Frank Wall Street Reform and Consumer Protection Act of 2010, funds incentives for individuals to report violations of securities laws. These funds come from SEC fines, not from targets of securities crimes or the American taxpayers. Whistleblowe...