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Posted Date: Friday, April 4, 2025 The Senate Banking Committee voted to advance the Trump administration’s picks to run the Office of the Comptroller of the Currency and the Securities Exchange Commission in a pair of 13-11 party-line votes. Read on » Regulatory Roundup: Fed chair sha...
Numerous crypto firms have eyed the SPAC model, likeBullish,Circle(which plans to go public towards the end of this year),Coincheck,Bitdeerand others. More like an IPO Now, the SEC is starting the process of taking action on SPACs, this time in the form of a rule change proposal. The ...
Based on these representative statements, the court concluded that “potential investors would understand that LBRY was pitching a speculative value proposition for its digital tokens” and the “messaging amounts to … a ‘not-very-subtle form of economic inducement.’” In reaching this conclusion,...
However, it’s important to acknowledge that implementing this rule will also pose challenges to companies. Four days may not always be sufficient to fully understand the scope and impact of a sophisticated cyber attack. There might be cases where companies require more time to co...
The SEC’s Division of Economic and Risk Analysis is the SEC's main data research arm. The division's work includes assessing the potential economic impact of SEC rule-making, analyzing market risks and trends, using sophisticated data analysis to detect anomalous trading patterns, and advising ...
Here's a summary of these and other tools used by the SEC Division of Enforcement: 4. Wells Notice The SEC issues a Wells notice once it believes a violation has occurred. This formal document outlines the violations the SEC is considering and allows recipients to respond before charges are...
U.S. Court of Appeals Rules SEC Conflict Minerals Disclosure Requirement UnconstitutionalDex, Daniel
Court Vacates and Remands SEC Rules Requiring Disclosure of Payments by Resource Extraction IssuersKimberley R. Anderson
Stamas, Vicky