美股常见的Filings归纳介绍 对不大了解美股的朋友来说,在看一些美股相关的文章时,经常会被一些类似“F-1”、“20-F”、“424(b)4”等黑话绕得晕头转向。这些东西统称为“SEC Filings”,是由上市公司、上市公司内部人士、券商提交给美国证券交易委员会(SEC)的财务报表或其他正式文件,不同的简写代表不同的文件类...
10-K是在美国上市的美国公司的Annual filing，20-F是在美国上市的外国公司的Annual filing。PDF版本你可...
20-F SEC Filing Information registered by Telefónica S.A. Access to SEC filings February 2025 Form 20F – Fiscal year 2024 Form 20F – 2024 (XBRL) Telefónica’s security holders (including holders of Telefónica’s American Depositary Receipts) may receive a hard copy of this document, which...
Consistent with some prior research and expectations expressed by practitioners, we document no abnormal reaction to the 20-F filing for any foreign filers with or without the reconciliation. In addition, we document that the level of trading by US investors in foreign filers is higher when the ...
20-F(注册地不在美国的外国公司年报)这个大家都很熟悉了,20F就是年报。 - 其他如F1 招股书,424B4最终生效招股书, F3增发等常见filing 种类。 - 另外还有经常搞不清楚的13F, 13D, 13G。SEC 规定equity assets 大于100 million 美金的funds 需要在每个季度结束后的6周内提交持股信息,也就是13F。13D和13G 是...
No order preventing or suspending the use of any Preliminary Prospectus has been issued by the Commission, and each Preliminary Prospectus, at the time of filing thereof, complied in all material respects with the Securities Act and did not contain any untrue statement of a material fact or omit...
100 F Street, N.E. Washington, DC 20459 Attn: Stephen Krikorian, Accounting Branch Chief Re: Sohu.com Limited Form20-Ffor the Fiscal Year Ended December 31, 2022 Filed March 30, 2023 FileNo. 001-38511 Dear Mr. Krikorian: ...
In April 2022, in connection with its implementation of the HFCAA, the SEC conclusively named our company as a “Commission-Identified Issuer” following the filing of our annual report on Form 20-F with the SEC on March 10, 2022.Whether the PCAOB will be able to conduct inspections of ...
招股书可以选择非公开披露(Confidencial/Nonpublic filing)或公开披露(Public filing)。拟上市公司可以先通过非公开披露与SEC进行沟通,解答疑问,并在确定后再进行公开披露。但需要注意的是,公开披露的时间限制是在公开路演或上市生效日前15日。📅 财报披露要求 ...
The registration statement on Form F-6 for the registration of the ADSs, as amended (including by the filing of any post-effective amendments thereto), is hereinafter called the “ADS Registration Statement”. For the purpose of this Agreement, the term “Prospectus Supplement” means the ...