MCA: Clarification of Sec. 180 of the Companies Act, 2013Print this
DIM regulates investment advisors, companies, and financial firms. Its offices, such as the Disclosure Review and Accounting Office (DRAO) and Rulemaking Office, handle tasks from analyzing filings to establishing regulatory rules. DIM aims to ensure transparency for investors while balancing regulatory ...
The SEC is scheduled to consider a final rule that would amend Exchange Act Rule 14a-8, which generally requires companies to include shareholder proposals in their proxy statements absent a basis for exclusion. The proposed amendments would clarify and narrow certain substantive bases within the rul...
The BOl reporting deadline for existing companies is approaching quickly. Existing companies (those formed before January 1, 2024) have less than four months to fulfill their beneficial ownership information (BOl) reporting obligations. Under the Corporate Transparency Act (CTA), millions of… ...
The rule comes as the Biden administrationpledgedto cut U.S. greenhouse gas emissions in half by 2030. In 2022, PresidentJoe Bidensigned the Inflation Reduction Act, thelargestfederal investment to fight climate change in U.S. history.
The SEC also requires companies to post the forms on their websites by the end of the next business day after filing them. Section 16 reporting deadlines were accelerated due to provisions of the SOX, the Sarbanes-Oxley Act of 2002. For support and additional information, explore our ...
1See our November 8, 2021, client alert “SEC Approves PCAOB Rule Establishing Framework for Determinations Under the Holding Foreign Companies Accountable Act” for additional information about the PCAOB’s determination process. 2If a public company’s annual report ...
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bankrupting many. Because many had previously provided false or misleading information, public faith in the integrity of the securities markets plunged. To restore investor confidence, Congress passed the Securities Act of 1933, which aimed to ensure more transparency in financial statements...
The case centered on George Jarkesy, ahedge fund manageraccused of securities fraud. Before the Dodd-Frank Act, the SEC could only pursue administrative proceedings against entities it directly regulated, such as broker-dealers and investment advisers. Dodd-Frank expanded the agency's authority, allo...