MCA: Clarification of Sec. 180 of the Companies Act, 2013Print this
The SEC’s examination programs operate through specialized offices, each focusing on different areas of regulatory oversight to ensure market integrity and protect investors. Below are the primary examination programs: Investment Adviser/Investment Company (IA/IC) Examination Program: Conducts inspections ...
One rule proposal would amend the “held of record” definition for purposes of the Securities Exchange Act of 1934. The other would modify Regulation D, including the definition of “accredited investor.” SEC officials have not provided recent views on what these rules could look like, ...
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. iQIYI, Inc. By: /s/ Xiaodong Wang Name: Xiaodong Wang Title: Chief Financial Officer Date: December 15...
On December 2, 2021, the U.S. Securities and Exchange Commission (SEC) adopted final amendments implementing the disclosure and submission requirements of the Holding Foreign Companies Accountable Act (HFCA Act). In addition, theadopting releaseestablishes the SEC’s...
"Investors get to decide which risks they want to take so long as companies raising money from the public make ... 'complete and truthful disclosure,'" Gensler said in a written statement following the vote. "Over the last 90 years, the SEC has updated, from time to time, the disclosure...
He has worked with global manufacturers, retailers and prestigious companies such as Sotheby's Auction house. John has experience importing fine art, medical devices and all types of consumer goods. He has cultivated the skills needed to confirm regulations enfor...
(Name of Person(s) Filing Proxy Statement, if Other than Registrant) Payment of Filing Fee (Check the appropriate box): T No fee required Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. (1) Title of each class of securities to which transaction applie...
bankrupting many. Because many had previously provided false or misleading information, public faith in the integrity of the securities markets plunged. To restore investor confidence, Congress passed the Securities Act of 1933, which aimed to ensure more transparency in financial statements...
well, less so. Case in point: A 42-year-old Texas man, Tyler Louden, often heard his spouse, aBPexecutive, on calls discussing the company's potential acquisitions during pandemic remote work. After learning of an acquisition through what the DOJ dubbed late-night "marital...