The SEC is scheduled to consider a final rule that would amend Exchange Act Rule 14a-8, which generally requires companies to include shareholder proposals in their proxy statements absent a basis for exclusion. The proposed amendments would clarify and narrow certain substantive bases within the rul...
DIM regulates investment advisors, companies, and financial firms. Its offices, such as the Disclosure Review and Accounting Office (DRAO) and Rulemaking Office, handle tasks from analyzing filings to establishing regulatory rules. DIM aims to ensure transparency for investors while balancing regulatory ...
Secondly, the new rule can act as a strong incentive for companies to invest more resources in cybersecurity measures and incident response capabilities. When faced with the prospect of publicizing a cyber attack and its financial impact, companies are likely to prioritize cybersecurit...
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Thomas P. Conaghan
Private Securities Litigation Reform Act of 1995. You can identify these forward-looking statements by terminology such as “will,”“may,”“expect,”“believe,”“anticipate,”“intend,”“aim,”“estimate,”“intend,”“seek,”“plan,”“potential,”“continue,”“ongoing,”“target,”“...
The rule comes as the Biden administrationpledgedto cut U.S. greenhouse gas emissions in half by 2030. In 2022, PresidentJoe Bidensigned the Inflation Reduction Act, thelargestfederal investment to fight climate change in U.S. history.
bankrupting many. Because many had previously provided false or misleading information, public faith in the integrity of the securities markets plunged. To restore investor confidence, Congress passed the Securities Act of 1933, which aimed to ensure more transparency in financial statements...
164,705,882 (1) 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) ☐ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.73% of the total ordinary shares of the Issuer (2) 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO (1) Consists...
The SEC's Whistleblower Program, established underDodd-Frank Wall Street Reform and Consumer Protection Act of 2010, funds incentives for individuals to report violations of securities laws. These funds come from SEC fines, not from targets of securities crimes or the American taxpayers. Whistleblowe...