Implementation of effective systems for managing conflicts of interest; Fair treatment of customers; Delivery of suitable and high-quality customer service; Compliance with the various codes of conducts (including the voluntary ones) and their own internal rules, policies and procedures. Appointment of ...
Want to thank TFD for its existence?Tell a friend about us, add a link to this page, or visitthe webmaster's page for free fun content. Link to this page: Facebook Twitter Acronyms browser? ▲ SEAZ SEAZA SEB SEBA SEBAC SEBAL
One thing is certain, whether the broker is offshore or domestic, it has to fulfill the rules and requirements of the Securities and Exchange Board of India (SEBI). Here are some of the main roles of SEBI: SEBI is responsible to protect investor interests and making sure their investments ...
The bank has been accused by SEBI of blatant disregard for the rules. According to SEBI, steps were undertaken by the bank to validate its systems and processes to ensure true and correct reporting of trading activity.EBSCO_bspFoi Future & Options Intelligence...
voting rights and the purchase of shares so tendered, upon the completion of the open offer process such that the resulting shareholding of the acquirer in the target company does not exceed the maximum permissible non-public shareholding prescribed under the Securities...
Other Valuation Specifics as per SEBI Rules Valuation of Suspended Security In the case of trading in equity shares being restrained from trading on the stock exchange for up to 30 days, then the prior traded price would be taken into account for the valuation of those shares. If an equity...
Enterslice provides consulting services about SEBI rules and compliance. By SEBI regulations, they offer advice on topics such as securities offerings, insider trading, takeover laws, and business restructuring. Enterslice does our due diligence to determine whether SEBI regulations are being complied wit...
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We are pleased to announce the speakers for our discussion “Understanding the Draft Data Protection Rules, 2025.” The event aims to address the challenges associated with operationalising various aspects of the rules including verifiable parental consent, the 72-hour data breach reporting timelines,...
Initial responses to these rules have criticised their tedious nature. Registering each algorithm with the stock exchange will most certainly be a time-consuming process. White box algos will be prone to easy duplication and institutional investors continue to have an edge because these restrictions do...