The article offers information on the new regulatory policy introduced by the Securities and Exchange Board of India (Sebi) about the use of derivatives by mutual funds. Under the new regulation, the exposure of mutual funds to equity, debt, and equity derivatives must not exceed 100% of the...
The enactment of the SEBI Act was the result of key changes in the policy framework-recognition of the importance and the necessity of developing the India... MV Katrak,JS Parmar - 《Ssrn Electronic Journal》 被引量: 0发表: 2020年 Securities Market in India: Regulation of Undesirable Practice...
3. SEBI Widens the Scope of Definition of ‘UPSI’ and Introduces Threshold Limits for Identifying Events as UPSIThe Board approved amendments to the definition of UPSI under Regulation 2(1)(n) of the SEBI (Prohibition of Insider Trading) Regulations, 2015, by incl...
Besides these, SEBI also seems to be broadening the scope of what constitutes as an investment advisor. The chairperson of the Securities and Exchange Board of India (SEBI) Madhabi Puri Buch says that just uttering the word ‘security’ would make someone an investment advisor not just ...
Regulation 23(1) The Alternative investment funds are supposed to provide investors with a proper description of the valuation process. They are also supposed to provide information related to the valuation methodologies used for valuing assets. ...
(ii)isnotcoveredundertheSecuritiesandExchangeBoardofIndia(Mutual Funds)Regulations,1996,SecuritiesandExchangeBoardofIndia (CollectiveInvestmentSchemes)Regulations,1999oranyother regulationsoftheBoardtoregulatefundmanagementactivities: ProvidedthatthefollowingshallnotbeconsideredasAlternativeInvestment ...
The regulation of hedge funds : financial stability and investor protection While hedge funds have been around at least since the 1940's, it has only been in the last decade or so that they have attracted the widespread attention o... FR Edwards - 《Journal of Sichuan University》 被引量:...
6. This circular is issued in exercise of the powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act 1992, read with the provision of Regulation 77 of SEBI (Mutual Funds) Regulation, 1996 to protect the interests of investors in securities...
Apart from certification, it gives them knowhow of the product as well as the industry." Says Sameer Kamdar, Country Head, Mata Securities: "The new regulation will slow down the growth in the mutual fund industry. If distributors do not have any incentive in an already low-commission ...
Registration certificate. Others such as those listed in the regulation The candidate should be a genuine person. The applicant should have the option to be admitted as a trustee of the depository by which the petition was filed with the commission. ...