For certain securities, if you have an open order or open short position in your Account, whether it is established through short selling, option exercise or assignment, account transfer, or otherwise, Schwab can charge a Stock Borrow Fee. The fee is calculated as the end of day short market...
Some convertible redeemable securities will be redeemed automatically unless you exercise your conversion rights before a specified redemption date; Some bonds may be redeemed, at the holder's option, only during specified periods; Some securities may become the subject of tender or exchange offers, ...
Once signed on, advisors have the choice to either go independent immediately, an option with the potential for a larger payout, or become direct employees of NestWise while they are trained, and paid a salary. Once the advisors are independent, whichever route they c...
Note that, if either of the contracts is in-the-money (ITM) and the position is held through the expiration, it can result in automatic exercise. The broker may or may not, at its discretion and without obligation or notification, issue a Do Not Exercise (DNE) if the account is not ...
We may take such actions on whatever exchange or market and in whatever manner (including public auction or private sale) that we choose in the exercise of our business judgment. You agree not to hold us liable for the choice of which property to buy or sell or of which transactions to ...
We may take such actions on whatever exchange or market and in whatever manner (including public auction or private sale) that we choose in the exercise of our business judgment. You agree not to hold us liable for the choice of which property to buy or sell or of which transactions to ...