Sections 13(d) and 13(g) of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") mandate that beneficial owners of more than 5 percent of certain equity securities file Schedule 13D or Schedule 13G with the SEC EDGAR system. Schedule 13D is a long-form beneficial owner...
$京东(JD)$$腾讯控股(00700)$ 什么是Schedule 13D? 当个人或机构获取一个公司超过5%的投票权股票的时候,在取得股票所有权的10日之内,需要向美国证券交易委员会(SEC)递交Schedule 13D表。 可以看出,13D与按时披露的年报季报不同,遵循的“随买即报”原则。 When a person or group of persons acquires benefici...
日期分别为2023年1月25日,2023年1月13日,2022年12月18日。 13D文件的解释:Schedule 13D is a form that must be filed with the U.S.Securities and Exchange Commission (SEC)when a person or group acquires more than 5% of a voting class of a company'sequityshares. Schedule 13D must be file...
Once the disclosure has been filed with the SEC, the public company and the exchange(s) on which the company trades are notified of the newbeneficial owner. Schedule 13D is intended to provide transparency to the public regarding who these shareholders are and why they have taken a significant...
Schedule 13D or 13G Filing ChartThe accelerated Schedule 13G filing deadlines adopted by the SEC in their October 10, 2023, “Modernization of Beneficial Ownership Reporting” rulemaking will become effective on September 30, 2024. Among other changes, Qualified Institutional Investors that acquire ...
Schedule 13D form and requires that you submit less information to EDGAR. If either the size of the stake exceeds 20% or you do not intend to be a passive investor, a Schedule 13D filing must be made instead. When a passive investor acquires more than 20% of the company, he/she can...
Schedule 13DIn a series of articles with Henry Hu (Hu and Black, 2006, 2007, 2008a, 2008b), I explore the emerging practice of equity decoupling, including both "empty voting" (voting while holding greater voting power than economic ownership) and "hidden (morphable) ownership" (economic ...
Box, Inc. (NYSE: BOX), a leader in Cloud Content Management, today issued the following statement in response to the Schedule 13D filing from Starboard Value LP. “While we do not comment on interactions with our investors, Box is committed to maintainin
Schedule 13D and Control Transactions: The SEC Loosens and Tightens Disclosure RequirementsAlton B. Harris
When To File Schedule 13D Vs. Schedule 13G Law360, New York ( January 16, 2014, 2:16 PM EST) -- Sections 13(d) and 13(g) (15 USCS § 78m) of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") mandate that beneficial owners of more than 5 percent of ...