Capital market can be classified into primary and secondary markets. The primary market is a market for new shares whereas in the secondary market, the existing securities are traded. The capital market operations are regulated by the Securities and Exchange Board of India (SEBI). Thus, capital...
During the initial public offering in the primary market, a massive amount of equity is raised. However, the issuance of new shares is subject to strict SEBI regulations because of volatility in stock prices at this stage. Later, the equity previously raised is traded among retail investors in...
These market makers are governed mainly by the security regulators such as the SEC in the US or the SEBI in India. Therefore they have to follow the regulators’ guidelines and act within them. They limit the amount of inventory they can hold without affecting the market’s integrity; therefo...
The primary role of a fund manager in a mutual fund is to manage the fund's assets and make investment decisions on behalf of the investors. They aim to achieve the fund's stated objectives, such as capital appreciation, income generation, or a combination of both while considering the fund...
in a vacuum may give market participants – and, in particular, retail customers – the mistaken impression that when they commit funds to a [clearinghouse] clearing under the non-traditional models that the CFTC has begun to license, they will receive the same protections as customers ...
What role do financial institutions play within the global marketplace? How does central banking assist in corruption? What are the key responsibilities of SEBI, how they help in securing the interest of investors? Explain why banks are inherently unstable. What is there about "making loans a...
Stock exchange being an essential component of developed capital market brings together large amounts of capital necessary for the economic progress of the country. Since 1988, SEBI has been playing a significant role in regulating the Indian Capital market.PAGUDALA SUCHITRA...
More risk is associated with investments of stock market. For the protection of such investors a regulatory authority has been established called as SEBI by the government. The paper shows the role of SEBI (Securities and Exchange Board of India) as regulatory body for the protection of ...
Regulation has been acknowledged to enable the orderly functioning of the securities market. The Securities and Exchange Board of India (SEBI) is the regulator charged with the orderly functioning of the securities market in India, protect the interests of investors and ensure development of the ...
It has been discovered that SEBI has played a great role in order to put good market surveillance system in practice. SEBI has taken various actions so as to solve investor grievances in a systematic manner. This paper exhibits the role of SEBI as regulatory body so as to protect investors'...